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26     \begin{document}
27    
28 gezelter 2617 \title{Is the Ewald Summation necessary? Pairwise alternatives to the accepted standard for long-range electrostatics}
29 chrisfen 2575
30 gezelter 2617 \author{Christopher J. Fennell and J. Daniel Gezelter\footnote{Corresponding author. \ Electronic mail:
31     gezelter@nd.edu} \\
32 chrisfen 2575 Department of Chemistry and Biochemistry\\
33     University of Notre Dame\\
34     Notre Dame, Indiana 46556}
35    
36     \date{\today}
37    
38     \maketitle
39 gezelter 2617 \doublespacing
40    
41 chrisfen 2605 \nobibliography{}
42 chrisfen 2575 \begin{abstract}
43 gezelter 2617 A new method for accumulating electrostatic interactions was derived
44     from the previous efforts described in \bibentry{Wolf99} and
45     \bibentry{Zahn02} as a possible replacement for lattice sum methods in
46     molecular simulations. Comparisons were performed with this and other
47     pairwise electrostatic summation techniques against the smooth
48     particle mesh Ewald (SPME) summation to see how well they reproduce
49     the energetics and dynamics of a variety of simulation types. The
50     newly derived Shifted-Force technique shows a remarkable ability to
51     reproduce the behavior exhibited in simulations using SPME with an
52     $\mathscr{O}(N)$ computational cost, equivalent to merely the
53     real-space portion of the lattice summation.
54 chrisfen 2619
55 chrisfen 2575 \end{abstract}
56    
57 gezelter 2617 \newpage
58    
59 chrisfen 2575 %\narrowtext
60    
61 chrisfen 2620 %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
62 chrisfen 2575 % BODY OF TEXT
63 chrisfen 2620 %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
64 chrisfen 2575
65     \section{Introduction}
66    
67 gezelter 2617 In molecular simulations, proper accumulation of the electrostatic
68 gezelter 2643 interactions is essential and is one of the most
69     computationally-demanding tasks. The common molecular mechanics force
70     fields represent atomic sites with full or partial charges protected
71     by Lennard-Jones (short range) interactions. This means that nearly
72     every pair interaction involves a calculation of charge-charge forces.
73     Coupled with relatively long-ranged $r^{-1}$ decay, the monopole
74     interactions quickly become the most expensive part of molecular
75     simulations. Historically, the electrostatic pair interaction would
76     not have decayed appreciably within the typical box lengths that could
77     be feasibly simulated. In the larger systems that are more typical of
78     modern simulations, large cutoffs should be used to incorporate
79     electrostatics correctly.
80 chrisfen 2604
81 gezelter 2643 There have been many efforts to address the proper and practical
82     handling of electrostatic interactions, and these have resulted in a
83     variety of techniques.\cite{Roux99,Sagui99,Tobias01} These are
84     typically classified as implicit methods (i.e., continuum dielectrics,
85     static dipolar fields),\cite{Born20,Grossfield00} explicit methods
86     (i.e., Ewald summations, interaction shifting or
87 chrisfen 2640 truncation),\cite{Ewald21,Steinbach94} or a mixture of the two (i.e.,
88 chrisfen 2639 reaction field type methods, fast multipole
89     methods).\cite{Onsager36,Rokhlin85} The explicit or mixed methods are
90 gezelter 2643 often preferred because they physically incorporate solvent molecules
91     in the system of interest, but these methods are sometimes difficult
92     to utilize because of their high computational cost.\cite{Roux99} In
93     addition to the computational cost, there have been some questions
94     regarding possible artifacts caused by the inherent periodicity of the
95     explicit Ewald summation.\cite{Tobias01}
96 chrisfen 2639
97 gezelter 2643 In this paper, we focus on a new set of shifted methods devised by
98     Wolf {\it et al.},\cite{Wolf99} which we further extend. These
99     methods along with a few other mixed methods (i.e. reaction field) are
100     compared with the smooth particle mesh Ewald
101     sum,\cite{Onsager36,Essmann99} which is our reference method for
102     handling long-range electrostatic interactions. The new methods for
103     handling electrostatics have the potential to scale linearly with
104     increasing system size since they involve only a simple modification
105     to the direct pairwise sum. They also lack the added periodicity of
106     the Ewald sum, so they can be used for systems which are non-periodic
107     or which have one- or two-dimensional periodicity. Below, these
108     methods are evaluated using a variety of model systems to establish
109 chrisfen 2640 their usability in molecular simulations.
110 chrisfen 2639
111 chrisfen 2608 \subsection{The Ewald Sum}
112 chrisfen 2639 The complete accumulation electrostatic interactions in a system with
113     periodic boundary conditions (PBC) requires the consideration of the
114 gezelter 2643 effect of all charges within a (cubic) simulation box as well as those
115     in the periodic replicas,
116 chrisfen 2636 \begin{equation}
117     V_\textrm{elec} = \frac{1}{2} {\sum_{\mathbf{n}}}^\prime \left[ \sum_{i=1}^N\sum_{j=1}^N \phi\left( \mathbf{r}_{ij} + L\mathbf{n},\bm{\Omega}_i,\bm{\Omega}_j\right) \right],
118     \label{eq:PBCSum}
119     \end{equation}
120 chrisfen 2639 where the sum over $\mathbf{n}$ is a sum over all periodic box
121     replicas with integer coordinates $\mathbf{n} = (l,m,n)$, and the
122     prime indicates $i = j$ are neglected for $\mathbf{n} =
123     0$.\cite{deLeeuw80} Within the sum, $N$ is the number of electrostatic
124     particles, $\mathbf{r}_{ij}$ is $\mathbf{r}_j - \mathbf{r}_i$, $L$ is
125     the cell length, $\bm{\Omega}_{i,j}$ are the Euler angles for $i$ and
126 gezelter 2643 $j$, and $\phi$ is the solution to Poisson's equation
127     ($\phi(\mathbf{r}_{ij}) = q_i q_j |\mathbf{r}_{ij}|^{-1}$ for
128     charge-charge interactions). In the case of monopole electrostatics,
129     eq. (\ref{eq:PBCSum}) is conditionally convergent and is divergent for
130     non-neutral systems.
131 chrisfen 2604
132 gezelter 2643 The electrostatic summation problem was originally studied by Ewald
133 chrisfen 2636 for the case of an infinite crystal.\cite{Ewald21}. The approach he
134     took was to convert this conditionally convergent sum into two
135     absolutely convergent summations: a short-ranged real-space summation
136     and a long-ranged reciprocal-space summation,
137     \begin{equation}
138     \begin{split}
139 chrisfen 2637 V_\textrm{elec} = \frac{1}{2}& \sum_{i=1}^N\sum_{j=1}^N \Biggr[ q_i q_j\Biggr( {\sum_{\mathbf{n}}}^\prime \frac{\textrm{erfc}\left( \alpha|\mathbf{r}_{ij}+\mathbf{n}|\right)}{|\mathbf{r}_{ij}+\mathbf{n}|} \\ &+ \frac{1}{\pi L^3}\sum_{\mathbf{k}\ne 0}\frac{4\pi^2}{|\mathbf{k}|^2} \exp{\left(-\frac{\pi^2|\mathbf{k}|^2}{\alpha^2}\right) \cos\left(\mathbf{k}\cdot\mathbf{r}_{ij}\right)}\Biggr)\Biggr] \\ &- \frac{\alpha}{\pi^{1/2}}\sum_{i=1}^N q_i^2 + \frac{2\pi}{(2\epsilon_\textrm{S}+1)L^3}\left|\sum_{i=1}^N q_i\mathbf{r}_i\right|^2,
140 chrisfen 2636 \end{split}
141     \label{eq:EwaldSum}
142     \end{equation}
143 chrisfen 2649 where $\alpha$ is the damping or convergence parameter with units of
144     \AA$^{-1}$, $\mathbf{k}$ are the reciprocal vectors and are equal to
145     $2\pi\mathbf{n}/L^2$, and $\epsilon_\textrm{S}$ is the dielectric
146     constant of the surrounding medium. The final two terms of
147 chrisfen 2636 eq. (\ref{eq:EwaldSum}) are a particle-self term and a dipolar term
148     for interacting with a surrounding dielectric.\cite{Allen87} This
149     dipolar term was neglected in early applications in molecular
150     simulations,\cite{Brush66,Woodcock71} until it was introduced by de
151     Leeuw {\it et al.} to address situations where the unit cell has a
152 gezelter 2643 dipole moment which is magnified through replication of the periodic
153     images.\cite{deLeeuw80,Smith81} If this term is taken to be zero, the
154     system is said to be using conducting (or ``tin-foil'') boundary
155 chrisfen 2637 conditions, $\epsilon_{\rm S} = \infty$. Figure
156 chrisfen 2636 \ref{fig:ewaldTime} shows how the Ewald sum has been applied over
157 gezelter 2653 time. Initially, due to the small system sizes that could be
158     simulated feasibly, the entire simulation box was replicated to
159     convergence. In more modern simulations, the systems have grown large
160     enough that a real-space cutoff could potentially give convergent
161     behavior. Indeed, it has been observed that with the choice of a
162     small $\alpha$, the reciprocal-space portion of the Ewald sum can be
163     rapidly convergent and small relative to the real-space
164     portion.\cite{Karasawa89,Kolafa92}
165 gezelter 2643
166 chrisfen 2610 \begin{figure}
167     \centering
168 gezelter 2653 \includegraphics[width = \linewidth]{./ewaldProgression2.pdf}
169     \caption{The change in the application of the Ewald sum with
170     increasing computational power. Initially, only small systems could
171     be studied, and the Ewald sum replicated the simulation box to
172     convergence. Now, much larger systems of charges are investigated
173     with fixed-distance cutoffs.}
174 chrisfen 2610 \label{fig:ewaldTime}
175     \end{figure}
176    
177 gezelter 2643 The original Ewald summation is an $\mathscr{O}(N^2)$ algorithm. The
178 chrisfen 2649 convergence parameter $(\alpha)$ plays an important role in balancing
179 gezelter 2643 the computational cost between the direct and reciprocal-space
180     portions of the summation. The choice of this value allows one to
181     select whether the real-space or reciprocal space portion of the
182     summation is an $\mathscr{O}(N^2)$ calculation (with the other being
183     $\mathscr{O}(N)$).\cite{Sagui99} With the appropriate choice of
184     $\alpha$ and thoughtful algorithm development, this cost can be
185     reduced to $\mathscr{O}(N^{3/2})$.\cite{Perram88} The typical route
186     taken to reduce the cost of the Ewald summation even further is to set
187     $\alpha$ such that the real-space interactions decay rapidly, allowing
188     for a short spherical cutoff. Then the reciprocal space summation is
189     optimized. These optimizations usually involve utilization of the
190     fast Fourier transform (FFT),\cite{Hockney81} leading to the
191 chrisfen 2637 particle-particle particle-mesh (P3M) and particle mesh Ewald (PME)
192     methods.\cite{Shimada93,Luty94,Luty95,Darden93,Essmann95} In these
193     methods, the cost of the reciprocal-space portion of the Ewald
194 gezelter 2643 summation is reduced from $\mathscr{O}(N^2)$ down to $\mathscr{O}(N
195     \log N)$.
196 chrisfen 2636
197 gezelter 2643 These developments and optimizations have made the use of the Ewald
198     summation routine in simulations with periodic boundary
199     conditions. However, in certain systems, such as vapor-liquid
200     interfaces and membranes, the intrinsic three-dimensional periodicity
201     can prove problematic. The Ewald sum has been reformulated to handle
202     2D systems,\cite{Parry75,Parry76,Heyes77,deLeeuw79,Rhee89}, but the
203     new methods are computationally expensive.\cite{Spohr97,Yeh99}
204     Inclusion of a correction term in the Ewald summation is a possible
205     direction for handling 2D systems while still enabling the use of the
206     modern optimizations.\cite{Yeh99}
207 chrisfen 2637
208     Several studies have recognized that the inherent periodicity in the
209 gezelter 2643 Ewald sum can also have an effect on three-dimensional
210     systems.\cite{Roberts94,Roberts95,Luty96,Hunenberger99a,Hunenberger99b,Weber00}
211     Solvated proteins are essentially kept at high concentration due to
212     the periodicity of the electrostatic summation method. In these
213 chrisfen 2637 systems, the more compact folded states of a protein can be
214     artificially stabilized by the periodic replicas introduced by the
215 gezelter 2643 Ewald summation.\cite{Weber00} Thus, care must be taken when
216     considering the use of the Ewald summation where the assumed
217     periodicity would introduce spurious effects in the system dynamics.
218 chrisfen 2637
219 chrisfen 2608 \subsection{The Wolf and Zahn Methods}
220 gezelter 2617 In a recent paper by Wolf \textit{et al.}, a procedure was outlined
221 gezelter 2624 for the accurate accumulation of electrostatic interactions in an
222 gezelter 2643 efficient pairwise fashion. This procedure lacks the inherent
223     periodicity of the Ewald summation.\cite{Wolf99} Wolf \textit{et al.}
224     observed that the electrostatic interaction is effectively
225     short-ranged in condensed phase systems and that neutralization of the
226     charge contained within the cutoff radius is crucial for potential
227     stability. They devised a pairwise summation method that ensures
228     charge neutrality and gives results similar to those obtained with the
229     Ewald summation. The resulting shifted Coulomb potential
230     (Eq. \ref{eq:WolfPot}) includes image-charges subtracted out through
231     placement on the cutoff sphere and a distance-dependent damping
232     function (identical to that seen in the real-space portion of the
233     Ewald sum) to aid convergence
234 chrisfen 2601 \begin{equation}
235 chrisfen 2640 V_{\textrm{Wolf}}(r_{ij})= \frac{q_i q_j \textrm{erfc}(\alpha r_{ij})}{r_{ij}}-\lim_{r_{ij}\rightarrow R_\textrm{c}}\left\{\frac{q_iq_j \textrm{erfc}(\alpha r_{ij})}{r_{ij}}\right\}.
236 chrisfen 2601 \label{eq:WolfPot}
237     \end{equation}
238 gezelter 2617 Eq. (\ref{eq:WolfPot}) is essentially the common form of a shifted
239     potential. However, neutralizing the charge contained within each
240     cutoff sphere requires the placement of a self-image charge on the
241     surface of the cutoff sphere. This additional self-term in the total
242 gezelter 2624 potential enabled Wolf {\it et al.} to obtain excellent estimates of
243 gezelter 2617 Madelung energies for many crystals.
244    
245     In order to use their charge-neutralized potential in molecular
246     dynamics simulations, Wolf \textit{et al.} suggested taking the
247     derivative of this potential prior to evaluation of the limit. This
248     procedure gives an expression for the forces,
249 chrisfen 2601 \begin{equation}
250 chrisfen 2636 F_{\textrm{Wolf}}(r_{ij}) = q_i q_j\left\{\left[\frac{\textrm{erfc}\left(\alpha r_{ij}\right)}{r^2_{ij}}+\frac{2\alpha}{\pi^{1/2}}\frac{\exp{\left(-\alpha^2r_{ij}^2\right)}}{r_{ij}}\right]-\left[\frac{\textrm{erfc}\left(\alpha R_{\textrm{c}}\right)}{R_{\textrm{c}}^2}+\frac{2\alpha}{\pi^{1/2}}\frac{\exp{\left(-\alpha^2R_{\textrm{c}}^2\right)}}{R_{\textrm{c}}}\right]\right\},
251 chrisfen 2601 \label{eq:WolfForces}
252     \end{equation}
253 gezelter 2617 that incorporates both image charges and damping of the electrostatic
254     interaction.
255    
256     More recently, Zahn \textit{et al.} investigated these potential and
257     force expressions for use in simulations involving water.\cite{Zahn02}
258 gezelter 2624 In their work, they pointed out that the forces and derivative of
259     the potential are not commensurate. Attempts to use both
260 gezelter 2643 eqs. (\ref{eq:WolfPot}) and (\ref{eq:WolfForces}) together will lead
261 gezelter 2624 to poor energy conservation. They correctly observed that taking the
262     limit shown in equation (\ref{eq:WolfPot}) {\it after} calculating the
263     derivatives gives forces for a different potential energy function
264 gezelter 2643 than the one shown in eq. (\ref{eq:WolfPot}).
265 gezelter 2617
266 gezelter 2643 Zahn \textit{et al.} introduced a modified form of this summation
267     method as a way to use the technique in Molecular Dynamics
268     simulations. They proposed a new damped Coulomb potential,
269 chrisfen 2601 \begin{equation}
270 gezelter 2643 V_{\textrm{Zahn}}(r_{ij}) = q_iq_j\left\{\frac{\mathrm{erfc}\left(\alpha r_{ij}\right)}{r_{ij}}-\left[\frac{\mathrm{erfc}\left(\alpha R_\mathrm{c}\right)}{R_\mathrm{c}^2}+\frac{2\alpha}{\pi^{1/2}}\frac{\exp\left(-\alpha^2R_\mathrm{c}^2\right)}{R_\mathrm{c}}\right]\left(r_{ij}-R_\mathrm{c}\right)\right\},
271 chrisfen 2601 \label{eq:ZahnPot}
272     \end{equation}
273 gezelter 2643 and showed that this potential does fairly well at capturing the
274 gezelter 2617 structural and dynamic properties of water compared the same
275     properties obtained using the Ewald sum.
276 chrisfen 2601
277 chrisfen 2608 \subsection{Simple Forms for Pairwise Electrostatics}
278    
279 gezelter 2617 The potentials proposed by Wolf \textit{et al.} and Zahn \textit{et
280     al.} are constructed using two different (and separable) computational
281 gezelter 2624 tricks: \begin{enumerate}
282 gezelter 2617 \item shifting through the use of image charges, and
283     \item damping the electrostatic interaction.
284 gezelter 2624 \end{enumerate} Wolf \textit{et al.} treated the
285 gezelter 2617 development of their summation method as a progressive application of
286     these techniques,\cite{Wolf99} while Zahn \textit{et al.} founded
287     their damped Coulomb modification (Eq. (\ref{eq:ZahnPot})) on the
288     post-limit forces (Eq. (\ref{eq:WolfForces})) which were derived using
289     both techniques. It is possible, however, to separate these
290     tricks and study their effects independently.
291    
292     Starting with the original observation that the effective range of the
293     electrostatic interaction in condensed phases is considerably less
294     than $r^{-1}$, either the cutoff sphere neutralization or the
295     distance-dependent damping technique could be used as a foundation for
296     a new pairwise summation method. Wolf \textit{et al.} made the
297     observation that charge neutralization within the cutoff sphere plays
298     a significant role in energy convergence; therefore we will begin our
299     analysis with the various shifted forms that maintain this charge
300     neutralization. We can evaluate the methods of Wolf
301     \textit{et al.} and Zahn \textit{et al.} by considering the standard
302     shifted potential,
303 chrisfen 2601 \begin{equation}
304 gezelter 2643 V_\textrm{SP}(r) = \begin{cases}
305 gezelter 2617 v(r)-v_\textrm{c} &\quad r\leqslant R_\textrm{c} \\ 0 &\quad r >
306     R_\textrm{c}
307     \end{cases},
308     \label{eq:shiftingPotForm}
309     \end{equation}
310     and shifted force,
311     \begin{equation}
312 gezelter 2643 V_\textrm{SF}(r) = \begin{cases}
313 gezelter 2624 v(r)-v_\textrm{c}-\left(\frac{d v(r)}{d r}\right)_{r=R_\textrm{c}}(r-R_\textrm{c})
314 gezelter 2617 &\quad r\leqslant R_\textrm{c} \\ 0 &\quad r > R_\textrm{c}
315 chrisfen 2601 \end{cases},
316 chrisfen 2612 \label{eq:shiftingForm}
317 chrisfen 2601 \end{equation}
318 gezelter 2617 functions where $v(r)$ is the unshifted form of the potential, and
319     $v_c$ is $v(R_\textrm{c})$. The Shifted Force ({\sc sf}) form ensures
320     that both the potential and the forces goes to zero at the cutoff
321     radius, while the Shifted Potential ({\sc sp}) form only ensures the
322     potential is smooth at the cutoff radius
323     ($R_\textrm{c}$).\cite{Allen87}
324    
325 gezelter 2624 The forces associated with the shifted potential are simply the forces
326     of the unshifted potential itself (when inside the cutoff sphere),
327 chrisfen 2601 \begin{equation}
328 gezelter 2643 F_{\textrm{SP}} = -\left( \frac{d v(r)}{dr} \right),
329 chrisfen 2612 \end{equation}
330 gezelter 2624 and are zero outside. Inside the cutoff sphere, the forces associated
331     with the shifted force form can be written,
332 chrisfen 2612 \begin{equation}
333 gezelter 2643 F_{\textrm{SF}} = -\left( \frac{d v(r)}{dr} \right) + \left(\frac{d
334 gezelter 2624 v(r)}{dr} \right)_{r=R_\textrm{c}}.
335     \end{equation}
336    
337 gezelter 2643 If the potential, $v(r)$, is taken to be the normal Coulomb potential,
338 gezelter 2624 \begin{equation}
339     v(r) = \frac{q_i q_j}{r},
340     \label{eq:Coulomb}
341     \end{equation}
342     then the Shifted Potential ({\sc sp}) forms will give Wolf {\it et
343     al.}'s undamped prescription:
344     \begin{equation}
345 gezelter 2643 V_\textrm{SP}(r) =
346 gezelter 2624 q_iq_j\left(\frac{1}{r}-\frac{1}{R_\textrm{c}}\right) \quad
347     r\leqslant R_\textrm{c},
348 chrisfen 2636 \label{eq:SPPot}
349 gezelter 2624 \end{equation}
350     with associated forces,
351     \begin{equation}
352 gezelter 2643 F_\textrm{SP}(r) = q_iq_j\left(\frac{1}{r^2}\right) \quad r\leqslant R_\textrm{c}.
353 chrisfen 2636 \label{eq:SPForces}
354 chrisfen 2612 \end{equation}
355 gezelter 2624 These forces are identical to the forces of the standard Coulomb
356     interaction, and cutting these off at $R_c$ was addressed by Wolf
357     \textit{et al.} as undesirable. They pointed out that the effect of
358     the image charges is neglected in the forces when this form is
359     used,\cite{Wolf99} thereby eliminating any benefit from the method in
360     molecular dynamics. Additionally, there is a discontinuity in the
361     forces at the cutoff radius which results in energy drift during MD
362     simulations.
363 chrisfen 2612
364 gezelter 2624 The shifted force ({\sc sf}) form using the normal Coulomb potential
365     will give,
366 chrisfen 2612 \begin{equation}
367 gezelter 2643 V_\textrm{SF}(r) = q_iq_j\left[\frac{1}{r}-\frac{1}{R_\textrm{c}}+\left(\frac{1}{R_\textrm{c}^2}\right)(r-R_\textrm{c})\right] \quad r\leqslant R_\textrm{c}.
368 chrisfen 2612 \label{eq:SFPot}
369     \end{equation}
370 gezelter 2624 with associated forces,
371 chrisfen 2612 \begin{equation}
372 gezelter 2643 F_\textrm{SF}(r) = q_iq_j\left(\frac{1}{r^2}-\frac{1}{R_\textrm{c}^2}\right) \quad r\leqslant R_\textrm{c}.
373 chrisfen 2612 \label{eq:SFForces}
374     \end{equation}
375 gezelter 2624 This formulation has the benefits that there are no discontinuities at
376 gezelter 2643 the cutoff radius, while the neutralizing image charges are present in
377     both the energy and force expressions. It would be simple to add the
378     self-neutralizing term back when computing the total energy of the
379 gezelter 2624 system, thereby maintaining the agreement with the Madelung energies.
380     A side effect of this treatment is the alteration in the shape of the
381     potential that comes from the derivative term. Thus, a degree of
382     clarity about agreement with the empirical potential is lost in order
383     to gain functionality in dynamics simulations.
384 chrisfen 2612
385 chrisfen 2620 Wolf \textit{et al.} originally discussed the energetics of the
386 gezelter 2643 shifted Coulomb potential (Eq. \ref{eq:SPPot}) and found that it was
387     insufficient for accurate determination of the energy with reasonable
388     cutoff distances. The calculated Madelung energies fluctuated around
389     the expected value as the cutoff radius was increased, but the
390     oscillations converged toward the correct value.\cite{Wolf99} A
391 gezelter 2624 damping function was incorporated to accelerate the convergence; and
392 gezelter 2643 though alternative forms for the damping function could be
393 gezelter 2624 used,\cite{Jones56,Heyes81} the complimentary error function was
394     chosen to mirror the effective screening used in the Ewald summation.
395     Incorporating this error function damping into the simple Coulomb
396     potential,
397 chrisfen 2612 \begin{equation}
398 gezelter 2624 v(r) = \frac{\mathrm{erfc}\left(\alpha r\right)}{r},
399 chrisfen 2601 \label{eq:dampCoulomb}
400     \end{equation}
401 gezelter 2643 the shifted potential (eq. (\ref{eq:SPPot})) becomes
402 chrisfen 2601 \begin{equation}
403 gezelter 2643 V_{\textrm{DSP}}(r) = q_iq_j\left(\frac{\textrm{erfc}\left(\alpha r\right)}{r}-\frac{\textrm{erfc}\left(\alpha R_\textrm{c}\right)}{R_\textrm{c}}\right) \quad r\leqslant R_\textrm{c},
404 chrisfen 2612 \label{eq:DSPPot}
405 chrisfen 2629 \end{equation}
406 gezelter 2624 with associated forces,
407 chrisfen 2612 \begin{equation}
408 gezelter 2643 F_{\textrm{DSP}}(r) = q_iq_j\left(\frac{\textrm{erfc}\left(\alpha r\right)}{r^2}+\frac{2\alpha}{\pi^{1/2}}\frac{\exp{\left(-\alpha^2r^2\right)}}{r}\right) \quad r\leqslant R_\textrm{c}.
409 chrisfen 2612 \label{eq:DSPForces}
410     \end{equation}
411 gezelter 2643 Again, this damped shifted potential suffers from a
412     force-discontinuity at the cutoff radius, and the image charges play
413     no role in the forces. To remedy these concerns, one may derive a
414     {\sc sf} variant by including the derivative term in
415     eq. (\ref{eq:shiftingForm}),
416 chrisfen 2612 \begin{equation}
417 chrisfen 2620 \begin{split}
418 gezelter 2643 V_\mathrm{DSF}(r) = q_iq_j\Biggr{[}&\frac{\mathrm{erfc}\left(\alpha r\right)}{r}-\frac{\mathrm{erfc}\left(\alpha R_\mathrm{c}\right)}{R_\mathrm{c}} \\ &\left.+\left(\frac{\mathrm{erfc}\left(\alpha R_\mathrm{c}\right)}{R_\mathrm{c}^2}+\frac{2\alpha}{\pi^{1/2}}\frac{\exp\left(-\alpha^2R_\mathrm{c}^2\right)}{R_\mathrm{c}}\right)\left(r-R_\mathrm{c}\right)\ \right] \quad r\leqslant R_\textrm{c}.
419 chrisfen 2612 \label{eq:DSFPot}
420 chrisfen 2620 \end{split}
421 chrisfen 2612 \end{equation}
422 chrisfen 2636 The derivative of the above potential will lead to the following forces,
423 chrisfen 2612 \begin{equation}
424 chrisfen 2620 \begin{split}
425 gezelter 2643 F_\mathrm{DSF}(r) = q_iq_j\Biggr{[}&\left(\frac{\textrm{erfc}\left(\alpha r\right)}{r^2}+\frac{2\alpha}{\pi^{1/2}}\frac{\exp{\left(-\alpha^2r^2\right)}}{r}\right) \\ &\left.-\left(\frac{\textrm{erfc}\left(\alpha R_{\textrm{c}}\right)}{R_{\textrm{c}}^2}+\frac{2\alpha}{\pi^{1/2}}\frac{\exp{\left(-\alpha^2R_{\textrm{c}}^2\right)}}{R_{\textrm{c}}}\right)\right] \quad r\leqslant R_\textrm{c}.
426 chrisfen 2612 \label{eq:DSFForces}
427 chrisfen 2620 \end{split}
428 chrisfen 2612 \end{equation}
429 gezelter 2643 If the damping parameter $(\alpha)$ is set to zero, the undamped case,
430     eqs. (\ref{eq:SPPot} through \ref{eq:SFForces}) are correctly
431     recovered from eqs. (\ref{eq:DSPPot} through \ref{eq:DSFForces}).
432 chrisfen 2601
433 chrisfen 2636 This new {\sc sf} potential is similar to equation \ref{eq:ZahnPot}
434     derived by Zahn \textit{et al.}; however, there are two important
435     differences.\cite{Zahn02} First, the $v_\textrm{c}$ term from
436     eq. (\ref{eq:shiftingForm}) is equal to eq. (\ref{eq:dampCoulomb})
437     with $r$ replaced by $R_\textrm{c}$. This term is {\it not} present
438     in the Zahn potential, resulting in a potential discontinuity as
439     particles cross $R_\textrm{c}$. Second, the sign of the derivative
440     portion is different. The missing $v_\textrm{c}$ term would not
441     affect molecular dynamics simulations (although the computed energy
442     would be expected to have sudden jumps as particle distances crossed
443 gezelter 2643 $R_c$). The sign problem is a potential source of errors, however.
444     In fact, it introduces a discontinuity in the forces at the cutoff,
445     because the force function is shifted in the wrong direction and
446     doesn't cross zero at $R_\textrm{c}$.
447 chrisfen 2602
448 gezelter 2624 Eqs. (\ref{eq:DSFPot}) and (\ref{eq:DSFForces}) result in an
449 gezelter 2643 electrostatic summation method in which the potential and forces are
450     continuous at the cutoff radius and which incorporates the damping
451     function proposed by Wolf \textit{et al.}\cite{Wolf99} In the rest of
452     this paper, we will evaluate exactly how good these methods ({\sc sp},
453     {\sc sf}, damping) are at reproducing the correct electrostatic
454     summation performed by the Ewald sum.
455 gezelter 2624
456     \subsection{Other alternatives}
457 gezelter 2643 In addition to the methods described above, we considered some other
458     techniques that are commonly used in molecular simulations. The
459 chrisfen 2629 simplest of these is group-based cutoffs. Though of little use for
460 gezelter 2643 charged molecules, collecting atoms into neutral groups takes
461 chrisfen 2629 advantage of the observation that the electrostatic interactions decay
462     faster than those for monopolar pairs.\cite{Steinbach94} When
463 gezelter 2643 considering these molecules as neutral groups, the relative
464     orientations of the molecules control the strength of the interactions
465     at the cutoff radius. Consequently, as these molecular particles move
466     through $R_\textrm{c}$, the energy will drift upward due to the
467     anisotropy of the net molecular dipole interactions.\cite{Rahman71} To
468     maintain good energy conservation, both the potential and derivative
469     need to be smoothly switched to zero at $R_\textrm{c}$.\cite{Adams79}
470     This is accomplished using a standard switching function. If a smooth
471     second derivative is desired, a fifth (or higher) order polynomial can
472     be used.\cite{Andrea83}
473 gezelter 2624
474 chrisfen 2629 Group-based cutoffs neglect the surroundings beyond $R_\textrm{c}$,
475 gezelter 2643 and to incorporate the effects of the surroundings, a method like
476     Reaction Field ({\sc rf}) can be used. The original theory for {\sc
477     rf} was originally developed by Onsager,\cite{Onsager36} and it was
478     applied in simulations for the study of water by Barker and
479     Watts.\cite{Barker73} In modern simulation codes, {\sc rf} is simply
480     an extension of the group-based cutoff method where the net dipole
481     within the cutoff sphere polarizes an external dielectric, which
482     reacts back on the central dipole. The same switching function
483     considerations for group-based cutoffs need to made for {\sc rf}, with
484     the additional pre-specification of a dielectric constant.
485 gezelter 2624
486 chrisfen 2608 \section{Methods}
487    
488 chrisfen 2620 In classical molecular mechanics simulations, there are two primary
489     techniques utilized to obtain information about the system of
490     interest: Monte Carlo (MC) and Molecular Dynamics (MD). Both of these
491     techniques utilize pairwise summations of interactions between
492     particle sites, but they use these summations in different ways.
493 chrisfen 2608
494 gezelter 2645 In MC, the potential energy difference between configurations dictates
495     the progression of MC sampling. Going back to the origins of this
496     method, the acceptance criterion for the canonical ensemble laid out
497     by Metropolis \textit{et al.} states that a subsequent configuration
498     is accepted if $\Delta E < 0$ or if $\xi < \exp(-\Delta E/kT)$, where
499     $\xi$ is a random number between 0 and 1.\cite{Metropolis53}
500     Maintaining the correct $\Delta E$ when using an alternate method for
501     handling the long-range electrostatics will ensure proper sampling
502     from the ensemble.
503 chrisfen 2608
504 gezelter 2624 In MD, the derivative of the potential governs how the system will
505 chrisfen 2620 progress in time. Consequently, the force and torque vectors on each
506 gezelter 2624 body in the system dictate how the system evolves. If the magnitude
507     and direction of these vectors are similar when using alternate
508     electrostatic summation techniques, the dynamics in the short term
509     will be indistinguishable. Because error in MD calculations is
510     cumulative, one should expect greater deviation at longer times,
511     although methods which have large differences in the force and torque
512     vectors will diverge from each other more rapidly.
513 chrisfen 2608
514 chrisfen 2609 \subsection{Monte Carlo and the Energy Gap}\label{sec:MCMethods}
515 gezelter 2645
516 gezelter 2624 The pairwise summation techniques (outlined in section
517     \ref{sec:ESMethods}) were evaluated for use in MC simulations by
518     studying the energy differences between conformations. We took the
519     SPME-computed energy difference between two conformations to be the
520     correct behavior. An ideal performance by an alternative method would
521 gezelter 2645 reproduce these energy differences exactly (even if the absolute
522     energies calculated by the methods are different). Since none of the
523     methods provide exact energy differences, we used linear least squares
524     regressions of energy gap data to evaluate how closely the methods
525     mimicked the Ewald energy gaps. Unitary results for both the
526     correlation (slope) and correlation coefficient for these regressions
527     indicate perfect agreement between the alternative method and SPME.
528     Sample correlation plots for two alternate methods are shown in
529     Fig. \ref{fig:linearFit}.
530 chrisfen 2608
531 chrisfen 2609 \begin{figure}
532     \centering
533 chrisfen 2619 \includegraphics[width = \linewidth]{./dualLinear.pdf}
534 gezelter 2645 \caption{Example least squares regressions of the configuration energy
535     differences for SPC/E water systems. The upper plot shows a data set
536     with a poor correlation coefficient ($R^2$), while the lower plot
537     shows a data set with a good correlation coefficient.}
538     \label{fig:linearFit}
539 chrisfen 2609 \end{figure}
540    
541 gezelter 2624 Each system type (detailed in section \ref{sec:RepSims}) was
542     represented using 500 independent configurations. Additionally, we
543 gezelter 2645 used seven different system types, so each of the alternative
544 gezelter 2624 (non-Ewald) electrostatic summation methods was evaluated using
545     873,250 configurational energy differences.
546 chrisfen 2609
547 gezelter 2624 Results and discussion for the individual analysis of each of the
548     system types appear in the supporting information, while the
549     cumulative results over all the investigated systems appears below in
550     section \ref{sec:EnergyResults}.
551    
552 chrisfen 2609 \subsection{Molecular Dynamics and the Force and Torque Vectors}\label{sec:MDMethods}
553 gezelter 2624 We evaluated the pairwise methods (outlined in section
554     \ref{sec:ESMethods}) for use in MD simulations by
555     comparing the force and torque vectors with those obtained using the
556     reference Ewald summation (SPME). Both the magnitude and the
557     direction of these vectors on each of the bodies in the system were
558     analyzed. For the magnitude of these vectors, linear least squares
559     regression analyses were performed as described previously for
560     comparing $\Delta E$ values. Instead of a single energy difference
561     between two system configurations, we compared the magnitudes of the
562     forces (and torques) on each molecule in each configuration. For a
563     system of 1000 water molecules and 40 ions, there are 1040 force
564     vectors and 1000 torque vectors. With 500 configurations, this
565     results in 520,000 force and 500,000 torque vector comparisons.
566     Additionally, data from seven different system types was aggregated
567     before the comparison was made.
568 chrisfen 2609
569 gezelter 2624 The {\it directionality} of the force and torque vectors was
570     investigated through measurement of the angle ($\theta$) formed
571     between those computed from the particular method and those from SPME,
572 chrisfen 2610 \begin{equation}
573 gezelter 2645 \theta_f = \cos^{-1} \left(\hat{F}_\textrm{SPME} \cdot \hat{F}_\textrm{M}\right),
574 chrisfen 2610 \end{equation}
575 gezelter 2645 where $\hat{f}_\textrm{M}$ is the unit vector pointing along the force
576 chrisfen 2651 vector computed using method M. Each of these $\theta$ values was
577     accumulated in a distribution function and weighted by the area on the
578 chrisfen 2652 unit sphere. Since this distribution is a measure of angular error
579     between two different electrostatic summation methods, there is no
580     {\it a priori} reason for the profile to adhere to any specific
581     shape. Thus, gaussian fits were used to measure the width of the
582     resulting distributions.
583 chrisfen 2651 %
584     %\begin{figure}
585     %\centering
586     %\includegraphics[width = \linewidth]{./gaussFit.pdf}
587     %\caption{Sample fit of the angular distribution of the force vectors
588     %accumulated using all of the studied systems. Gaussian fits were used
589     %to obtain values for the variance in force and torque vectors.}
590     %\label{fig:gaussian}
591     %\end{figure}
592     %
593     %Figure \ref{fig:gaussian} shows an example distribution with applied
594     %non-linear fits. The solid line is a Gaussian profile, while the
595     %dotted line is a Voigt profile, a convolution of a Gaussian and a
596     %Lorentzian.
597     %Since this distribution is a measure of angular error between two
598     %different electrostatic summation methods, there is no {\it a priori}
599     %reason for the profile to adhere to any specific shape.
600     %Gaussian fits was used to compare all the tested methods.
601     The variance ($\sigma^2$) was extracted from each of these fits and
602     was used to compare distribution widths. Values of $\sigma^2$ near
603     zero indicate vector directions indistinguishable from those
604     calculated when using the reference method (SPME).
605 gezelter 2624
606     \subsection{Short-time Dynamics}
607 gezelter 2645
608     The effects of the alternative electrostatic summation methods on the
609     short-time dynamics of charged systems were evaluated by considering a
610     NaCl crystal at a temperature of 1000 K. A subset of the best
611     performing pairwise methods was used in this comparison. The NaCl
612     crystal was chosen to avoid possible complications from the treatment
613     of orientational motion in molecular systems. All systems were
614     started with the same initial positions and velocities. Simulations
615     were performed under the microcanonical ensemble, and velocity
616 chrisfen 2638 autocorrelation functions (Eq. \ref{eq:vCorr}) were computed for each
617     of the trajectories,
618 chrisfen 2609 \begin{equation}
619 chrisfen 2638 C_v(t) = \frac{\langle v_i(0)\cdot v_i(t)\rangle}{\langle v_i(0)\cdot v_i(0)\rangle}.
620 chrisfen 2609 \label{eq:vCorr}
621     \end{equation}
622 chrisfen 2638 Velocity autocorrelation functions require detailed short time data,
623     thus velocity information was saved every 2 fs over 10 ps
624     trajectories. Because the NaCl crystal is composed of two different
625     atom types, the average of the two resulting velocity autocorrelation
626     functions was used for comparisons.
627    
628     \subsection{Long-Time and Collective Motion}\label{sec:LongTimeMethods}
629 gezelter 2645
630     The effects of the same subset of alternative electrostatic methods on
631     the {\it long-time} dynamics of charged systems were evaluated using
632     the same model system (NaCl crystals at 1000K). The power spectrum
633     ($I(\omega)$) was obtained via Fourier transform of the velocity
634     autocorrelation function, \begin{equation} I(\omega) =
635     \frac{1}{2\pi}\int^{\infty}_{-\infty}C_v(t)e^{-i\omega t}dt,
636 chrisfen 2609 \label{eq:powerSpec}
637     \end{equation}
638 chrisfen 2638 where the frequency, $\omega=0,\ 1,\ ...,\ N-1$. Again, because the
639     NaCl crystal is composed of two different atom types, the average of
640 gezelter 2645 the two resulting power spectra was used for comparisons. Simulations
641     were performed under the microcanonical ensemble, and velocity
642     information was saved every 5 fs over 100 ps trajectories.
643 chrisfen 2609
644     \subsection{Representative Simulations}\label{sec:RepSims}
645 gezelter 2645 A variety of representative simulations were analyzed to determine the
646     relative effectiveness of the pairwise summation techniques in
647     reproducing the energetics and dynamics exhibited by SPME. We wanted
648     to span the space of modern simulations (i.e. from liquids of neutral
649     molecules to ionic crystals), so the systems studied were:
650 chrisfen 2599 \begin{enumerate}
651 gezelter 2645 \item liquid water (SPC/E),\cite{Berendsen87}
652     \item crystalline water (Ice I$_\textrm{c}$ crystals of SPC/E),
653     \item NaCl crystals,
654     \item NaCl melts,
655     \item a low ionic strength solution of NaCl in water (0.11 M),
656     \item a high ionic strength solution of NaCl in water (1.1 M), and
657     \item a 6 \AA\ radius sphere of Argon in water.
658 chrisfen 2599 \end{enumerate}
659 chrisfen 2620 By utilizing the pairwise techniques (outlined in section
660     \ref{sec:ESMethods}) in systems composed entirely of neutral groups,
661 gezelter 2645 charged particles, and mixtures of the two, we hope to discern under
662     which conditions it will be possible to use one of the alternative
663     summation methodologies instead of the Ewald sum.
664 chrisfen 2586
665 gezelter 2645 For the solid and liquid water configurations, configurations were
666     taken at regular intervals from high temperature trajectories of 1000
667     SPC/E water molecules. Each configuration was equilibrated
668     independently at a lower temperature (300~K for the liquid, 200~K for
669     the crystal). The solid and liquid NaCl systems consisted of 500
670     $\textrm{Na}^{+}$ and 500 $\textrm{Cl}^{-}$ ions. Configurations for
671     these systems were selected and equilibrated in the same manner as the
672     water systems. The equilibrated temperatures were 1000~K for the NaCl
673     crystal and 7000~K for the liquid. The ionic solutions were made by
674     solvating 4 (or 40) ions in a periodic box containing 1000 SPC/E water
675     molecules. Ion and water positions were then randomly swapped, and
676     the resulting configurations were again equilibrated individually.
677     Finally, for the Argon / Water ``charge void'' systems, the identities
678     of all the SPC/E waters within 6 \AA\ of the center of the
679 chrisfen 2651 equilibrated water configurations were converted to argon.
680     %(Fig. \ref{fig:argonSlice}).
681 chrisfen 2586
682 gezelter 2645 These procedures guaranteed us a set of representative configurations
683 gezelter 2653 from chemically-relevant systems sampled from appropriate
684     ensembles. Force field parameters for the ions and Argon were taken
685 gezelter 2645 from the force field utilized by {\sc oopse}.\cite{Meineke05}
686    
687 chrisfen 2651 %\begin{figure}
688     %\centering
689     %\includegraphics[width = \linewidth]{./slice.pdf}
690     %\caption{A slice from the center of a water box used in a charge void
691     %simulation. The darkened region represents the boundary sphere within
692     %which the water molecules were converted to argon atoms.}
693     %\label{fig:argonSlice}
694     %\end{figure}
695 chrisfen 2586
696 gezelter 2645 \subsection{Comparison of Summation Methods}\label{sec:ESMethods}
697     We compared the following alternative summation methods with results
698     from the reference method (SPME):
699     \begin{itemize}
700     \item {\sc sp} with damping parameters ($\alpha$) of 0.0, 0.1, 0.2,
701     and 0.3 \AA$^{-1}$,
702     \item {\sc sf} with damping parameters ($\alpha$) of 0.0, 0.1, 0.2,
703     and 0.3 \AA$^{-1}$,
704     \item reaction field with an infinite dielectric constant, and
705     \item an unmodified cutoff.
706     \end{itemize}
707     Group-based cutoffs with a fifth-order polynomial switching function
708     were utilized for the reaction field simulations. Additionally, we
709     investigated the use of these cutoffs with the SP, SF, and pure
710     cutoff. The SPME electrostatics were performed using the TINKER
711 gezelter 2653 implementation of SPME,\cite{Ponder87} while all other calculations
712     were performed using the {\sc oopse} molecular mechanics
713 gezelter 2645 package.\cite{Meineke05} All other portions of the energy calculation
714     (i.e. Lennard-Jones interactions) were handled in exactly the same
715     manner across all systems and configurations.
716 chrisfen 2586
717 gezelter 2645 The althernative methods were also evaluated with three different
718 chrisfen 2649 cutoff radii (9, 12, and 15 \AA). As noted previously, the
719     convergence parameter ($\alpha$) plays a role in the balance of the
720     real-space and reciprocal-space portions of the Ewald calculation.
721     Typical molecular mechanics packages set this to a value dependent on
722     the cutoff radius and a tolerance (typically less than $1 \times
723     10^{-4}$ kcal/mol). Smaller tolerances are typically associated with
724 gezelter 2653 increasing accuracy at the expense of computational time spent on the
725     reciprocal-space portion of the summation.\cite{Perram88,Essmann95}
726     The default TINKER tolerance of $1 \times 10^{-8}$ kcal/mol was used
727     in all SPME calculations, resulting in Ewald coefficients of 0.4200,
728     0.3119, and 0.2476 \AA$^{-1}$ for cutoff radii of 9, 12, and 15 \AA\
729     respectively.
730 chrisfen 2609
731 chrisfen 2575 \section{Results and Discussion}
732    
733 chrisfen 2609 \subsection{Configuration Energy Differences}\label{sec:EnergyResults}
734 chrisfen 2620 In order to evaluate the performance of the pairwise electrostatic
735     summation methods for Monte Carlo simulations, the energy differences
736     between configurations were compared to the values obtained when using
737     SPME. The results for the subsequent regression analysis are shown in
738     figure \ref{fig:delE}.
739 chrisfen 2590
740     \begin{figure}
741     \centering
742 gezelter 2617 \includegraphics[width=5.5in]{./delEplot.pdf}
743 gezelter 2645 \caption{Statistical analysis of the quality of configurational energy
744     differences for a given electrostatic method compared with the
745     reference Ewald sum. Results with a value equal to 1 (dashed line)
746     indicate $\Delta E$ values indistinguishable from those obtained using
747     SPME. Different values of the cutoff radius are indicated with
748     different symbols (9\AA\ = circles, 12\AA\ = squares, and 15\AA\ =
749     inverted triangles).}
750 chrisfen 2601 \label{fig:delE}
751 chrisfen 2594 \end{figure}
752    
753 gezelter 2645 The most striking feature of this plot is how well the Shifted Force
754     ({\sc sf}) and Shifted Potential ({\sc sp}) methods capture the energy
755     differences. For the undamped {\sc sf} method, and the
756     moderately-damped {\sc sp} methods, the results are nearly
757     indistinguishable from the Ewald results. The other common methods do
758     significantly less well.
759 chrisfen 2594
760 gezelter 2645 The unmodified cutoff method is essentially unusable. This is not
761     surprising since hard cutoffs give large energy fluctuations as atoms
762     or molecules move in and out of the cutoff
763     radius.\cite{Rahman71,Adams79} These fluctuations can be alleviated to
764     some degree by using group based cutoffs with a switching
765     function.\cite{Adams79,Steinbach94,Leach01} However, we do not see
766     significant improvement using the group-switched cutoff because the
767     salt and salt solution systems contain non-neutral groups. Interested
768     readers can consult the accompanying supporting information for a
769     comparison where all groups are neutral.
770    
771 gezelter 2653 For the {\sc sp} method, inclusion of electrostatic damping improves
772     the agreement with Ewald, and using an $\alpha$ of 0.2 \AA $^{-1}$
773     shows an excellent correlation and quality of fit with the SPME
774     results, particularly with a cutoff radius greater than 12
775 gezelter 2645 \AA . Use of a larger damping parameter is more helpful for the
776     shortest cutoff shown, but it has a detrimental effect on simulations
777     with larger cutoffs.
778 chrisfen 2609
779 gezelter 2653 In the {\sc sf} sets, increasing damping results in progressively {\it
780     worse} correlation with Ewald. Overall, the undamped case is the best
781 gezelter 2645 performing set, as the correlation and quality of fits are
782     consistently superior regardless of the cutoff distance. The undamped
783     case is also less computationally demanding (because no evaluation of
784     the complementary error function is required).
785    
786     The reaction field results illustrates some of that method's
787     limitations, primarily that it was developed for use in homogenous
788     systems; although it does provide results that are an improvement over
789     those from an unmodified cutoff.
790    
791 chrisfen 2608 \subsection{Magnitudes of the Force and Torque Vectors}
792 chrisfen 2599
793 chrisfen 2620 Evaluation of pairwise methods for use in Molecular Dynamics
794     simulations requires consideration of effects on the forces and
795 gezelter 2653 torques. Figures \ref{fig:frcMag} and \ref{fig:trqMag} show the
796     regression results for the force and torque vector magnitudes,
797     respectively. The data in these figures was generated from an
798     accumulation of the statistics from all of the system types.
799 chrisfen 2594
800     \begin{figure}
801     \centering
802 gezelter 2617 \includegraphics[width=5.5in]{./frcMagplot.pdf}
803 chrisfen 2651 \caption{Statistical analysis of the quality of the force vector
804     magnitudes for a given electrostatic method compared with the
805     reference Ewald sum. Results with a value equal to 1 (dashed line)
806     indicate force magnitude values indistinguishable from those obtained
807     using SPME. Different values of the cutoff radius are indicated with
808     different symbols (9\AA\ = circles, 12\AA\ = squares, and 15\AA\ =
809     inverted triangles).}
810 chrisfen 2601 \label{fig:frcMag}
811 chrisfen 2594 \end{figure}
812    
813 gezelter 2653 Again, it is striking how well the Shifted Potential and Shifted Force
814     methods are doing at reproducing the SPME forces. The undamped and
815     weakly-damped {\sc sf} method gives the best agreement with Ewald.
816     This is perhaps expected because this method explicitly incorporates a
817     smooth transition in the forces at the cutoff radius as well as the
818     neutralizing image charges.
819    
820 chrisfen 2620 Figure \ref{fig:frcMag}, for the most part, parallels the results seen
821     in the previous $\Delta E$ section. The unmodified cutoff results are
822     poor, but using group based cutoffs and a switching function provides
823 gezelter 2653 an improvement much more significant than what was seen with $\Delta
824     E$.
825    
826     With moderate damping and a large enough cutoff radius, the {\sc sp}
827     method is generating usable forces. Further increases in damping,
828 chrisfen 2620 while beneficial for simulations with a cutoff radius of 9 \AA\ , is
829 gezelter 2653 detrimental to simulations with larger cutoff radii.
830    
831     The reaction field results are surprisingly good, considering the poor
832 chrisfen 2620 quality of the fits for the $\Delta E$ results. There is still a
833 gezelter 2653 considerable degree of scatter in the data, but the forces correlate
834     well with the Ewald forces in general. We note that the reaction
835     field calculations do not include the pure NaCl systems, so these
836 chrisfen 2620 results are partly biased towards conditions in which the method
837     performs more favorably.
838 chrisfen 2594
839     \begin{figure}
840     \centering
841 gezelter 2617 \includegraphics[width=5.5in]{./trqMagplot.pdf}
842 chrisfen 2651 \caption{Statistical analysis of the quality of the torque vector
843     magnitudes for a given electrostatic method compared with the
844     reference Ewald sum. Results with a value equal to 1 (dashed line)
845     indicate torque magnitude values indistinguishable from those obtained
846     using SPME. Different values of the cutoff radius are indicated with
847     different symbols (9\AA\ = circles, 12\AA\ = squares, and 15\AA\ =
848     inverted triangles).}
849 chrisfen 2601 \label{fig:trqMag}
850 chrisfen 2594 \end{figure}
851    
852 gezelter 2653 Molecular torques were only available from the systems which contained
853     rigid molecules (i.e. the systems containing water). The data in
854     fig. \ref{fig:trqMag} is taken from this smaller sampling pool.
855 chrisfen 2594
856 gezelter 2653 Torques appear to be much more sensitive to charges at a longer
857     distance. The striking feature in comparing the new electrostatic
858     methods with SPME is how much the agreement improves with increasing
859     cutoff radius. Again, the weakly damped and undamped {\sc sf} method
860     appears to be reproducing the SPME torques most accurately.
861    
862     Water molecules are dipolar, and the reaction field method reproduces
863     the effect of the surrounding polarized medium on each of the
864     molecular bodies. Therefore it is not surprising that reaction field
865     performs best of all of the methods on molecular torques.
866    
867 chrisfen 2608 \subsection{Directionality of the Force and Torque Vectors}
868 chrisfen 2599
869 gezelter 2653 It is clearly important that a new electrostatic method can reproduce
870     the magnitudes of the force and torque vectors obtained via the Ewald
871     sum. However, the {\it directionality} of these vectors will also be
872     vital in calculating dynamical quantities accurately. Force and
873     torque directionalities were investigated by measuring the angles
874     formed between these vectors and the same vectors calculated using
875     SPME. The results (Fig. \ref{fig:frcTrqAng}) are compared through the
876     variance ($\sigma^2$) of the Gaussian fits of the angle error
877     distributions of the combined set over all system types.
878 chrisfen 2594
879     \begin{figure}
880     \centering
881 gezelter 2617 \includegraphics[width=5.5in]{./frcTrqAngplot.pdf}
882 gezelter 2653 \caption{Statistical analysis of the width of the angular distribution
883     that the force and torque vectors from a given electrostatic method
884     make with their counterparts obtained using the reference Ewald sum.
885     Results with a variance ($\sigma^2$) equal to zero (dashed line)
886     indicate force and torque directions indistinguishable from those
887     obtained using SPME. Different values of the cutoff radius are
888     indicated with different symbols (9\AA\ = circles, 12\AA\ = squares,
889     and 15\AA\ = inverted triangles).}
890 chrisfen 2601 \label{fig:frcTrqAng}
891 chrisfen 2594 \end{figure}
892    
893 chrisfen 2620 Both the force and torque $\sigma^2$ results from the analysis of the
894     total accumulated system data are tabulated in figure
895 gezelter 2653 \ref{fig:frcTrqAng}. Here it is clear that the Shifted Potential ({\sc
896     sp}) method would be essentially unusable for molecular dynamics until
897     the damping function is added. The Shifted Force ({\sc sf}) method,
898     however, is generating force and torque vectors which are within a few
899     degrees of the Ewald results even with weak (or no) damping.
900 chrisfen 2594
901 gezelter 2653 All of the sets (aside from the over-damped case) show the improvement
902     afforded by choosing a larger cutoff radius. Increasing the cutoff
903     from 9 to 12 \AA\ typically results in a halving of the width of the
904     distribution, with a similar improvement going from 12 to 15
905     \AA .
906    
907     The undamped {\sc sf}, group-based cutoff, and reaction field methods
908     all do equivalently well at capturing the direction of both the force
909     and torque vectors. Using damping improves the angular behavior
910     significantly for the {\sc sp} and moderately for the {\sc sf}
911     methods. Overdamping is detrimental to both methods. Again it is
912     important to recognize that the force vectors cover all particles in
913     the systems, while torque vectors are only available for neutral
914     molecular groups. Damping appears to have a more beneficial effect on
915     charged bodies, and this observation is investigated further in the
916     accompanying supporting information.
917    
918     Although not discussed previously, group based cutoffs can be applied
919     to both the {\sc sp} and {\sc sf} methods. Use of a switching
920     function corrects for the discontinuities that arise when atoms of the
921     two groups exit the cutoff radius before the group centers leave each
922     other's cutoff. Though there are no significant benefits or drawbacks
923     observed in $\Delta E$ and vector magnitude results when doing this,
924     there is a measurable improvement in the vector angle results. Table
925     \ref{tab:groupAngle} shows the angular variance values obtained using
926     group based cutoffs and a switching function alongside the results
927     seen in figure \ref{fig:frcTrqAng}. The {\sc sp} shows much narrower
928     angular distributions for both the force and torque vectors when using
929     an $\alpha$ of 0.2 \AA$^{-1}$ or less, while {\sc sf} shows
930     improvements in the undamped and lightly damped cases. Thus, by
931     calculating the electrostatic interactions in terms of molecular pairs
932     rather than atomic pairs, the direction of the force and torque
933     vectors can be determined more accurately.
934    
935 chrisfen 2595 \begin{table}[htbp]
936     \centering
937 chrisfen 2651 \caption{Variance ($\sigma^2$) of the force (top set) and torque
938     (bottom set) vector angle difference distributions for the Shifted Potential and Shifted Force methods. Calculations were performed both with (Y) and without (N) group based cutoffs and a switching function. The $\alpha$ values have units of \AA$^{-1}$ and the variance values have units of degrees$^2$.}
939 chrisfen 2599 \begin{tabular}{@{} ccrrrrrrrr @{}}
940 chrisfen 2595 \\
941     \toprule
942     & & \multicolumn{4}{c}{Shifted Potential} & \multicolumn{4}{c}{Shifted Force} \\
943     \cmidrule(lr){3-6}
944     \cmidrule(l){7-10}
945 chrisfen 2599 $R_\textrm{c}$ & Groups & $\alpha = 0$ & $\alpha = 0.1$ & $\alpha = 0.2$ & $\alpha = 0.3$ & $\alpha = 0$ & $\alpha = 0.1$ & $\alpha = 0.2$ & $\alpha = 0.3$\\
946 chrisfen 2595 \midrule
947 chrisfen 2599
948     9 \AA & N & 29.545 & 12.003 & 5.489 & 0.610 & 2.323 & 2.321 & 0.429 & 0.603 \\
949     & \textbf{Y} & \textbf{2.486} & \textbf{2.160} & \textbf{0.667} & \textbf{0.608} & \textbf{1.768} & \textbf{1.766} & \textbf{0.676} & \textbf{0.609} \\
950     12 \AA & N & 19.381 & 3.097 & 0.190 & 0.608 & 0.920 & 0.736 & 0.133 & 0.612 \\
951     & \textbf{Y} & \textbf{0.515} & \textbf{0.288} & \textbf{0.127} & \textbf{0.586} & \textbf{0.308} & \textbf{0.249} & \textbf{0.127} & \textbf{0.586} \\
952     15 \AA & N & 12.700 & 1.196 & 0.123 & 0.601 & 0.339 & 0.160 & 0.123 & 0.601 \\
953     & \textbf{Y} & \textbf{0.228} & \textbf{0.099} & \textbf{0.121} & \textbf{0.598} & \textbf{0.144} & \textbf{0.090} & \textbf{0.121} & \textbf{0.598} \\
954 chrisfen 2594
955 chrisfen 2595 \midrule
956    
957 chrisfen 2599 9 \AA & N & 262.716 & 116.585 & 5.234 & 5.103 & 2.392 & 2.350 & 1.770 & 5.122 \\
958     & \textbf{Y} & \textbf{2.115} & \textbf{1.914} & \textbf{1.878} & \textbf{5.142} & \textbf{2.076} & \textbf{2.039} & \textbf{1.972} & \textbf{5.146} \\
959     12 \AA & N & 129.576 & 25.560 & 1.369 & 5.080 & 0.913 & 0.790 & 1.362 & 5.124 \\
960     & \textbf{Y} & \textbf{0.810} & \textbf{0.685} & \textbf{1.352} & \textbf{5.082} & \textbf{0.765} & \textbf{0.714} & \textbf{1.360} & \textbf{5.082} \\
961     15 \AA & N & 87.275 & 4.473 & 1.271 & 5.000 & 0.372 & 0.312 & 1.271 & 5.000 \\
962     & \textbf{Y} & \textbf{0.282} & \textbf{0.294} & \textbf{1.272} & \textbf{4.999} & \textbf{0.324} & \textbf{0.318} & \textbf{1.272} & \textbf{4.999} \\
963 chrisfen 2595
964     \bottomrule
965     \end{tabular}
966 chrisfen 2601 \label{tab:groupAngle}
967 chrisfen 2595 \end{table}
968    
969 chrisfen 2620 One additional trend to recognize in table \ref{tab:groupAngle} is
970 gezelter 2653 that the $\sigma^2$ values for both {\sc sp} and {\sc sf} converge as
971     $\alpha$ increases, something that is easier to see when using group
972     based cutoffs. The reason for this is that the complimentary error
973     function inserted into the potential weakens the electrostatic
974     interaction as $\alpha$ increases. Thus, at larger values of
975     $\alpha$, both summation methods progress toward non-interacting
976     functions, so care is required in choosing large damping functions
977     lest one generate an undesirable loss in the pair interaction. Kast
978     \textit{et al.} developed a method for choosing appropriate $\alpha$
979     values for these types of electrostatic summation methods by fitting
980     to $g(r)$ data, and their methods indicate optimal values of 0.34,
981     0.25, and 0.16 \AA$^{-1}$ for cutoff values of 9, 12, and 15 \AA\
982     respectively.\cite{Kast03} These appear to be reasonable choices to
983     obtain proper MC behavior (Fig. \ref{fig:delE}); however, based on
984     these findings, choices this high would introduce error in the
985     molecular torques, particularly for the shorter cutoffs. Based on the
986     above findings, empirical damping up to 0.2 \AA$^{-1}$ proves to be
987     beneficial, but damping may be unnecessary when using the {\sc sf}
988     method.
989 chrisfen 2595
990 chrisfen 2638 \subsection{Short-Time Dynamics: Velocity Autocorrelation Functions of NaCl Crystals}
991 chrisfen 2601
992 gezelter 2653 Zahn {\it et al.} investigated the structure and dynamics of water
993     using eqs. (\ref{eq:ZahnPot}) and
994     (\ref{eq:WolfForces}).\cite{Zahn02,Kast03} Their results indicated
995     that a method similar (but not identical with) the damped {\sc sf}
996     method resulted in properties very similar to those obtained when
997     using the Ewald summation. The properties they studied (pair
998     distribution functions, diffusion constants, and velocity and
999     orientational correlation functions) may not be particularly sensitive
1000     to the long-range and collective behavior that governs the
1001     low-frequency behavior in crystalline systems.
1002 chrisfen 2601
1003 gezelter 2653 We are using two separate measures to probe the effects of these
1004     alternative electrostatic methods on the dynamics in crystalline
1005     materials. For short- and intermediate-time dynamics, we are
1006     computing the velocity autocorrelation function, and for long-time
1007     and large length-scale collective motions, we are looking at the
1008     low-frequency portion of the power spectrum.
1009    
1010 chrisfen 2601 \begin{figure}
1011     \centering
1012 chrisfen 2638 \includegraphics[width = \linewidth]{./vCorrPlot.pdf}
1013 chrisfen 2651 \caption{Velocity auto-correlation functions of NaCl crystals at
1014 gezelter 2653 1000 K using SPME, {\sc sf} ($\alpha$ = 0.0, 0.1, \& 0.2), and {\sc
1015     sp} ($\alpha$ = 0.2). The inset is a magnification of the area around
1016     the first minimum. The times to first collision are nearly identical,
1017     but differences can be seen in the peaks and troughs, where the
1018     undamped and weakly damped methods are stiffer than the moderately
1019     damped and SPME methods.}
1020 chrisfen 2638 \label{fig:vCorrPlot}
1021     \end{figure}
1022    
1023     The short-time decays through the first collision are nearly identical
1024     in figure \ref{fig:vCorrPlot}, but the peaks and troughs of the
1025     functions show how the methods differ. The undamped {\sc sf} method
1026     has deeper troughs (see inset in Fig. \ref{fig:vCorrPlot}) and higher
1027     peaks than any of the other methods. As the damping function is
1028     increased, these peaks are smoothed out, and approach the SPME
1029     curve. The damping acts as a distance dependent Gaussian screening of
1030     the point charges for the pairwise summation methods; thus, the
1031 chrisfen 2640 collisions are more elastic in the undamped {\sc sf} potential, and the
1032 chrisfen 2638 stiffness of the potential is diminished as the electrostatic
1033     interactions are softened by the damping function. With $\alpha$
1034     values of 0.2 \AA$^{-1}$, the {\sc sf} and {\sc sp} functions are
1035     nearly identical and track the SPME features quite well. This is not
1036     too surprising in that the differences between the {\sc sf} and {\sc
1037     sp} potentials are mitigated with increased damping. However, this
1038     appears to indicate that once damping is utilized, the form of the
1039     potential seems to play a lesser role in the crystal dynamics.
1040    
1041     \subsection{Collective Motion: Power Spectra of NaCl Crystals}
1042    
1043     The short time dynamics were extended to evaluate how the differences
1044     between the methods affect the collective long-time motion. The same
1045     electrostatic summation methods were used as in the short time
1046     velocity autocorrelation function evaluation, but the trajectories
1047     were sampled over a much longer time. The power spectra of the
1048     resulting velocity autocorrelation functions were calculated and are
1049     displayed in figure \ref{fig:methodPS}.
1050    
1051     \begin{figure}
1052     \centering
1053 gezelter 2617 \includegraphics[width = \linewidth]{./spectraSquare.pdf}
1054 chrisfen 2651 \caption{Power spectra obtained from the velocity auto-correlation
1055     functions of NaCl crystals at 1000 K while using SPME, {\sc sf}
1056     ($\alpha$ = 0, 0.1, \& 0.2), and {\sc sp} ($\alpha$ = 0.2).
1057     Apodization of the correlation functions via a cubic switching
1058     function between 40 and 50 ps was used to clear up the spectral noise
1059     resulting from data truncation, and had no noticeable effect on peak
1060     location or magnitude. The inset shows the frequency region below 100
1061     cm$^{-1}$ to highlight where the spectra begin to differ.}
1062 chrisfen 2610 \label{fig:methodPS}
1063 chrisfen 2601 \end{figure}
1064    
1065 chrisfen 2638 While high frequency peaks of the spectra in this figure overlap,
1066     showing the same general features, the low frequency region shows how
1067     the summation methods differ. Considering the low-frequency inset
1068     (expanded in the upper frame of figure \ref{fig:dampInc}), at
1069     frequencies below 100 cm$^{-1}$, the correlated motions are
1070     blue-shifted when using undamped or weakly damped {\sc sf}. When
1071     using moderate damping ($\alpha = 0.2$ \AA$^{-1}$) both the {\sc sf}
1072     and {\sc sp} methods give near identical correlated motion behavior as
1073     the Ewald method (which has a damping value of 0.3119). This
1074     weakening of the electrostatic interaction with increased damping
1075     explains why the long-ranged correlated motions are at lower
1076     frequencies for the moderately damped methods than for undamped or
1077     weakly damped methods. To see this effect more clearly, we show how
1078     damping strength alone affects a simple real-space electrostatic
1079     potential,
1080 chrisfen 2601 \begin{equation}
1081 gezelter 2624 V_\textrm{damped}=\sum^N_i\sum^N_{j\ne i}q_iq_j\left[\frac{\textrm{erfc}({\alpha r})}{r}\right]S(r),
1082 chrisfen 2601 \end{equation}
1083 chrisfen 2620 where $S(r)$ is a switching function that smoothly zeroes the
1084     potential at the cutoff radius. Figure \ref{fig:dampInc} shows how
1085     the low frequency motions are dependent on the damping used in the
1086     direct electrostatic sum. As the damping increases, the peaks drop to
1087     lower frequencies. Incidentally, use of an $\alpha$ of 0.25
1088     \AA$^{-1}$ on a simple electrostatic summation results in low
1089     frequency correlated dynamics equivalent to a simulation using SPME.
1090     When the coefficient lowers to 0.15 \AA$^{-1}$ and below, these peaks
1091     shift to higher frequency in exponential fashion. Though not shown,
1092     the spectrum for the simple undamped electrostatic potential is
1093     blue-shifted such that the lowest frequency peak resides near 325
1094 chrisfen 2638 cm$^{-1}$. In light of these results, the undamped {\sc sf} method
1095     producing low-lying motion peaks within 10 cm$^{-1}$ of SPME is quite
1096     respectable and shows that the shifted force procedure accounts for
1097     most of the effect afforded through use of the Ewald summation.
1098     However, it appears as though moderate damping is required for
1099     accurate reproduction of crystal dynamics.
1100 chrisfen 2601 \begin{figure}
1101     \centering
1102 gezelter 2617 \includegraphics[width = \linewidth]{./comboSquare.pdf}
1103 chrisfen 2651 \caption{Regions of spectra showing the low-frequency correlated
1104     motions for NaCl crystals at 1000 K using various electrostatic
1105     summation methods. The upper plot is a zoomed inset from figure
1106     \ref{fig:methodPS}. As the damping value for the {\sc sf} potential
1107     increases, the low-frequency peaks red-shift. The lower plot is of
1108     spectra when using SPME and a simple damped Coulombic sum with damping
1109     coefficients ($\alpha$) ranging from 0.15 to 0.3 \AA$^{-1}$. As
1110     $\alpha$ increases, the peaks are red-shifted toward and eventually
1111     beyond the values given by SPME. The larger $\alpha$ values weaken
1112     the real-space electrostatics, explaining this shift towards less
1113     strongly correlated motions in the crystal.}
1114 chrisfen 2601 \label{fig:dampInc}
1115     \end{figure}
1116    
1117 chrisfen 2575 \section{Conclusions}
1118    
1119 chrisfen 2620 This investigation of pairwise electrostatic summation techniques
1120     shows that there are viable and more computationally efficient
1121     electrostatic summation techniques than the Ewald summation, chiefly
1122     methods derived from the damped Coulombic sum originally proposed by
1123     Wolf \textit{et al.}\cite{Wolf99,Zahn02} In particular, the
1124 chrisfen 2629 {\sc sf} method, reformulated above as eq. (\ref{eq:DSFPot}),
1125 chrisfen 2620 shows a remarkable ability to reproduce the energetic and dynamic
1126     characteristics exhibited by simulations employing lattice summation
1127     techniques. The cumulative energy difference results showed the
1128 chrisfen 2629 undamped {\sc sf} and moderately damped {\sc sp} methods
1129 chrisfen 2620 produced results nearly identical to SPME. Similarly for the dynamic
1130 chrisfen 2629 features, the undamped or moderately damped {\sc sf} and
1131     moderately damped {\sc sp} methods produce force and torque
1132 chrisfen 2620 vector magnitude and directions very similar to the expected values.
1133     These results translate into long-time dynamic behavior equivalent to
1134     that produced in simulations using SPME.
1135 chrisfen 2604
1136 chrisfen 2620 Aside from the computational cost benefit, these techniques have
1137     applicability in situations where the use of the Ewald sum can prove
1138     problematic. Primary among them is their use in interfacial systems,
1139     where the unmodified lattice sum techniques artificially accentuate
1140     the periodicity of the system in an undesirable manner. There have
1141     been alterations to the standard Ewald techniques, via corrections and
1142     reformulations, to compensate for these systems; but the pairwise
1143     techniques discussed here require no modifications, making them
1144     natural tools to tackle these problems. Additionally, this
1145     transferability gives them benefits over other pairwise methods, like
1146     reaction field, because estimations of physical properties (e.g. the
1147     dielectric constant) are unnecessary.
1148 chrisfen 2605
1149 chrisfen 2620 We are not suggesting any flaw with the Ewald sum; in fact, it is the
1150     standard by which these simple pairwise sums are judged. However,
1151     these results do suggest that in the typical simulations performed
1152     today, the Ewald summation may no longer be required to obtain the
1153 chrisfen 2638 level of accuracy most researchers have come to expect
1154 chrisfen 2605
1155 chrisfen 2575 \section{Acknowledgments}
1156 chrisfen 2594 \newpage
1157    
1158 gezelter 2617 \bibliographystyle{jcp2}
1159 chrisfen 2575 \bibliography{electrostaticMethods}
1160    
1161    
1162     \end{document}