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26     \begin{document}
27    
28 chrisfen 2667 \title{Is the Ewald summation still necessary? \\
29 gezelter 2656 Pairwise alternatives to the accepted standard for \\
30     long-range electrostatics}
31 chrisfen 2575
32 gezelter 2617 \author{Christopher J. Fennell and J. Daniel Gezelter\footnote{Corresponding author. \ Electronic mail:
33     gezelter@nd.edu} \\
34 chrisfen 2575 Department of Chemistry and Biochemistry\\
35     University of Notre Dame\\
36     Notre Dame, Indiana 46556}
37    
38     \date{\today}
39    
40     \maketitle
41 chrisfen 2740 %\doublespacing
42 gezelter 2617
43 chrisfen 2575 \begin{abstract}
44 gezelter 2656 We investigate pairwise electrostatic interaction methods and show
45     that there are viable and computationally efficient $(\mathscr{O}(N))$
46     alternatives to the Ewald summation for typical modern molecular
47     simulations. These methods are extended from the damped and
48 chrisfen 2667 cutoff-neutralized Coulombic sum originally proposed by
49     [D. Wolf, P. Keblinski, S.~R. Phillpot, and J. Eggebrecht, {\it J. Chem. Phys.} {\bf 110}, 8255 (1999)] One of these, the damped shifted force method, shows
50 gezelter 2656 a remarkable ability to reproduce the energetic and dynamic
51     characteristics exhibited by simulations employing lattice summation
52     techniques. Comparisons were performed with this and other pairwise
53 chrisfen 2667 methods against the smooth particle mesh Ewald ({\sc spme}) summation
54     to see how well they reproduce the energetics and dynamics of a
55     variety of simulation types.
56 chrisfen 2575 \end{abstract}
57    
58 gezelter 2617 \newpage
59    
60 chrisfen 2575 %\narrowtext
61    
62 chrisfen 2620 %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
63 chrisfen 2575 % BODY OF TEXT
64 chrisfen 2620 %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
65 chrisfen 2575
66     \section{Introduction}
67    
68 gezelter 2617 In molecular simulations, proper accumulation of the electrostatic
69 gezelter 2643 interactions is essential and is one of the most
70     computationally-demanding tasks. The common molecular mechanics force
71     fields represent atomic sites with full or partial charges protected
72     by Lennard-Jones (short range) interactions. This means that nearly
73     every pair interaction involves a calculation of charge-charge forces.
74     Coupled with relatively long-ranged $r^{-1}$ decay, the monopole
75     interactions quickly become the most expensive part of molecular
76     simulations. Historically, the electrostatic pair interaction would
77     not have decayed appreciably within the typical box lengths that could
78     be feasibly simulated. In the larger systems that are more typical of
79     modern simulations, large cutoffs should be used to incorporate
80     electrostatics correctly.
81 chrisfen 2604
82 gezelter 2643 There have been many efforts to address the proper and practical
83     handling of electrostatic interactions, and these have resulted in a
84     variety of techniques.\cite{Roux99,Sagui99,Tobias01} These are
85     typically classified as implicit methods (i.e., continuum dielectrics,
86     static dipolar fields),\cite{Born20,Grossfield00} explicit methods
87     (i.e., Ewald summations, interaction shifting or
88 chrisfen 2640 truncation),\cite{Ewald21,Steinbach94} or a mixture of the two (i.e.,
89 chrisfen 2639 reaction field type methods, fast multipole
90     methods).\cite{Onsager36,Rokhlin85} The explicit or mixed methods are
91 gezelter 2643 often preferred because they physically incorporate solvent molecules
92     in the system of interest, but these methods are sometimes difficult
93     to utilize because of their high computational cost.\cite{Roux99} In
94     addition to the computational cost, there have been some questions
95     regarding possible artifacts caused by the inherent periodicity of the
96     explicit Ewald summation.\cite{Tobias01}
97 chrisfen 2639
98 chrisfen 2667 In this paper, we focus on a new set of pairwise methods devised by
99 gezelter 2643 Wolf {\it et al.},\cite{Wolf99} which we further extend. These
100     methods along with a few other mixed methods (i.e. reaction field) are
101     compared with the smooth particle mesh Ewald
102     sum,\cite{Onsager36,Essmann99} which is our reference method for
103     handling long-range electrostatic interactions. The new methods for
104     handling electrostatics have the potential to scale linearly with
105     increasing system size since they involve only a simple modification
106     to the direct pairwise sum. They also lack the added periodicity of
107     the Ewald sum, so they can be used for systems which are non-periodic
108     or which have one- or two-dimensional periodicity. Below, these
109 chrisfen 2740 methods are evaluated using a variety of model systems to
110     establish their usability in molecular simulations.
111 chrisfen 2639
112 chrisfen 2608 \subsection{The Ewald Sum}
113 chrisfen 2667 The complete accumulation of the electrostatic interactions in a system with
114 chrisfen 2639 periodic boundary conditions (PBC) requires the consideration of the
115 gezelter 2643 effect of all charges within a (cubic) simulation box as well as those
116     in the periodic replicas,
117 chrisfen 2636 \begin{equation}
118     V_\textrm{elec} = \frac{1}{2} {\sum_{\mathbf{n}}}^\prime \left[ \sum_{i=1}^N\sum_{j=1}^N \phi\left( \mathbf{r}_{ij} + L\mathbf{n},\bm{\Omega}_i,\bm{\Omega}_j\right) \right],
119     \label{eq:PBCSum}
120     \end{equation}
121 chrisfen 2639 where the sum over $\mathbf{n}$ is a sum over all periodic box
122     replicas with integer coordinates $\mathbf{n} = (l,m,n)$, and the
123     prime indicates $i = j$ are neglected for $\mathbf{n} =
124     0$.\cite{deLeeuw80} Within the sum, $N$ is the number of electrostatic
125     particles, $\mathbf{r}_{ij}$ is $\mathbf{r}_j - \mathbf{r}_i$, $L$ is
126     the cell length, $\bm{\Omega}_{i,j}$ are the Euler angles for $i$ and
127 gezelter 2643 $j$, and $\phi$ is the solution to Poisson's equation
128     ($\phi(\mathbf{r}_{ij}) = q_i q_j |\mathbf{r}_{ij}|^{-1}$ for
129     charge-charge interactions). In the case of monopole electrostatics,
130     eq. (\ref{eq:PBCSum}) is conditionally convergent and is divergent for
131     non-neutral systems.
132 chrisfen 2604
133 gezelter 2643 The electrostatic summation problem was originally studied by Ewald
134 chrisfen 2636 for the case of an infinite crystal.\cite{Ewald21}. The approach he
135     took was to convert this conditionally convergent sum into two
136     absolutely convergent summations: a short-ranged real-space summation
137     and a long-ranged reciprocal-space summation,
138     \begin{equation}
139     \begin{split}
140 chrisfen 2637 V_\textrm{elec} = \frac{1}{2}& \sum_{i=1}^N\sum_{j=1}^N \Biggr[ q_i q_j\Biggr( {\sum_{\mathbf{n}}}^\prime \frac{\textrm{erfc}\left( \alpha|\mathbf{r}_{ij}+\mathbf{n}|\right)}{|\mathbf{r}_{ij}+\mathbf{n}|} \\ &+ \frac{1}{\pi L^3}\sum_{\mathbf{k}\ne 0}\frac{4\pi^2}{|\mathbf{k}|^2} \exp{\left(-\frac{\pi^2|\mathbf{k}|^2}{\alpha^2}\right) \cos\left(\mathbf{k}\cdot\mathbf{r}_{ij}\right)}\Biggr)\Biggr] \\ &- \frac{\alpha}{\pi^{1/2}}\sum_{i=1}^N q_i^2 + \frac{2\pi}{(2\epsilon_\textrm{S}+1)L^3}\left|\sum_{i=1}^N q_i\mathbf{r}_i\right|^2,
141 chrisfen 2636 \end{split}
142     \label{eq:EwaldSum}
143     \end{equation}
144 chrisfen 2649 where $\alpha$ is the damping or convergence parameter with units of
145     \AA$^{-1}$, $\mathbf{k}$ are the reciprocal vectors and are equal to
146     $2\pi\mathbf{n}/L^2$, and $\epsilon_\textrm{S}$ is the dielectric
147     constant of the surrounding medium. The final two terms of
148 chrisfen 2636 eq. (\ref{eq:EwaldSum}) are a particle-self term and a dipolar term
149     for interacting with a surrounding dielectric.\cite{Allen87} This
150     dipolar term was neglected in early applications in molecular
151     simulations,\cite{Brush66,Woodcock71} until it was introduced by de
152     Leeuw {\it et al.} to address situations where the unit cell has a
153 gezelter 2643 dipole moment which is magnified through replication of the periodic
154     images.\cite{deLeeuw80,Smith81} If this term is taken to be zero, the
155     system is said to be using conducting (or ``tin-foil'') boundary
156 chrisfen 2637 conditions, $\epsilon_{\rm S} = \infty$. Figure
157 chrisfen 2636 \ref{fig:ewaldTime} shows how the Ewald sum has been applied over
158 gezelter 2653 time. Initially, due to the small system sizes that could be
159     simulated feasibly, the entire simulation box was replicated to
160     convergence. In more modern simulations, the systems have grown large
161     enough that a real-space cutoff could potentially give convergent
162     behavior. Indeed, it has been observed that with the choice of a
163     small $\alpha$, the reciprocal-space portion of the Ewald sum can be
164     rapidly convergent and small relative to the real-space
165     portion.\cite{Karasawa89,Kolafa92}
166 gezelter 2643
167 chrisfen 2610 \begin{figure}
168     \centering
169 gezelter 2656 \includegraphics[width = \linewidth]{./ewaldProgression.pdf}
170 gezelter 2669 \caption{The change in the need for the Ewald sum with
171     increasing computational power. A:~Initially, only small systems
172     could be studied, and the Ewald sum replicated the simulation box to
173     convergence. B:~Now, radial cutoff methods should be able to reach
174     convergence for the larger systems of charges that are common today.}
175 chrisfen 2610 \label{fig:ewaldTime}
176     \end{figure}
177    
178 gezelter 2643 The original Ewald summation is an $\mathscr{O}(N^2)$ algorithm. The
179 chrisfen 2649 convergence parameter $(\alpha)$ plays an important role in balancing
180 gezelter 2643 the computational cost between the direct and reciprocal-space
181     portions of the summation. The choice of this value allows one to
182     select whether the real-space or reciprocal space portion of the
183     summation is an $\mathscr{O}(N^2)$ calculation (with the other being
184     $\mathscr{O}(N)$).\cite{Sagui99} With the appropriate choice of
185     $\alpha$ and thoughtful algorithm development, this cost can be
186     reduced to $\mathscr{O}(N^{3/2})$.\cite{Perram88} The typical route
187     taken to reduce the cost of the Ewald summation even further is to set
188     $\alpha$ such that the real-space interactions decay rapidly, allowing
189     for a short spherical cutoff. Then the reciprocal space summation is
190     optimized. These optimizations usually involve utilization of the
191     fast Fourier transform (FFT),\cite{Hockney81} leading to the
192 chrisfen 2637 particle-particle particle-mesh (P3M) and particle mesh Ewald (PME)
193     methods.\cite{Shimada93,Luty94,Luty95,Darden93,Essmann95} In these
194     methods, the cost of the reciprocal-space portion of the Ewald
195 gezelter 2643 summation is reduced from $\mathscr{O}(N^2)$ down to $\mathscr{O}(N
196     \log N)$.
197 chrisfen 2636
198 gezelter 2643 These developments and optimizations have made the use of the Ewald
199     summation routine in simulations with periodic boundary
200     conditions. However, in certain systems, such as vapor-liquid
201     interfaces and membranes, the intrinsic three-dimensional periodicity
202     can prove problematic. The Ewald sum has been reformulated to handle
203     2D systems,\cite{Parry75,Parry76,Heyes77,deLeeuw79,Rhee89}, but the
204 chrisfen 2740 new methods are computationally expensive.\cite{Spohr97,Yeh99} More
205     recently, there have been several successful efforts toward reducing
206     the computational cost of 2D lattice summations, often enabling the
207     use of the mentioned
208     optimizations.\cite{Yeh99,Kawata01,Arnold02,deJoannis02,Brodka04}
209 chrisfen 2637
210     Several studies have recognized that the inherent periodicity in the
211 gezelter 2643 Ewald sum can also have an effect on three-dimensional
212     systems.\cite{Roberts94,Roberts95,Luty96,Hunenberger99a,Hunenberger99b,Weber00}
213     Solvated proteins are essentially kept at high concentration due to
214     the periodicity of the electrostatic summation method. In these
215 chrisfen 2637 systems, the more compact folded states of a protein can be
216     artificially stabilized by the periodic replicas introduced by the
217 gezelter 2643 Ewald summation.\cite{Weber00} Thus, care must be taken when
218     considering the use of the Ewald summation where the assumed
219     periodicity would introduce spurious effects in the system dynamics.
220 chrisfen 2637
221 chrisfen 2608 \subsection{The Wolf and Zahn Methods}
222 gezelter 2617 In a recent paper by Wolf \textit{et al.}, a procedure was outlined
223 gezelter 2624 for the accurate accumulation of electrostatic interactions in an
224 gezelter 2643 efficient pairwise fashion. This procedure lacks the inherent
225     periodicity of the Ewald summation.\cite{Wolf99} Wolf \textit{et al.}
226     observed that the electrostatic interaction is effectively
227     short-ranged in condensed phase systems and that neutralization of the
228     charge contained within the cutoff radius is crucial for potential
229     stability. They devised a pairwise summation method that ensures
230     charge neutrality and gives results similar to those obtained with the
231 chrisfen 2667 Ewald summation. The resulting shifted Coulomb potential includes
232     image-charges subtracted out through placement on the cutoff sphere
233     and a distance-dependent damping function (identical to that seen in
234     the real-space portion of the Ewald sum) to aid convergence
235 chrisfen 2601 \begin{equation}
236 chrisfen 2640 V_{\textrm{Wolf}}(r_{ij})= \frac{q_i q_j \textrm{erfc}(\alpha r_{ij})}{r_{ij}}-\lim_{r_{ij}\rightarrow R_\textrm{c}}\left\{\frac{q_iq_j \textrm{erfc}(\alpha r_{ij})}{r_{ij}}\right\}.
237 chrisfen 2601 \label{eq:WolfPot}
238     \end{equation}
239 gezelter 2617 Eq. (\ref{eq:WolfPot}) is essentially the common form of a shifted
240     potential. However, neutralizing the charge contained within each
241     cutoff sphere requires the placement of a self-image charge on the
242     surface of the cutoff sphere. This additional self-term in the total
243 gezelter 2624 potential enabled Wolf {\it et al.} to obtain excellent estimates of
244 gezelter 2617 Madelung energies for many crystals.
245    
246     In order to use their charge-neutralized potential in molecular
247     dynamics simulations, Wolf \textit{et al.} suggested taking the
248     derivative of this potential prior to evaluation of the limit. This
249     procedure gives an expression for the forces,
250 chrisfen 2601 \begin{equation}
251 chrisfen 2636 F_{\textrm{Wolf}}(r_{ij}) = q_i q_j\left\{\left[\frac{\textrm{erfc}\left(\alpha r_{ij}\right)}{r^2_{ij}}+\frac{2\alpha}{\pi^{1/2}}\frac{\exp{\left(-\alpha^2r_{ij}^2\right)}}{r_{ij}}\right]-\left[\frac{\textrm{erfc}\left(\alpha R_{\textrm{c}}\right)}{R_{\textrm{c}}^2}+\frac{2\alpha}{\pi^{1/2}}\frac{\exp{\left(-\alpha^2R_{\textrm{c}}^2\right)}}{R_{\textrm{c}}}\right]\right\},
252 chrisfen 2601 \label{eq:WolfForces}
253     \end{equation}
254 gezelter 2617 that incorporates both image charges and damping of the electrostatic
255     interaction.
256    
257     More recently, Zahn \textit{et al.} investigated these potential and
258     force expressions for use in simulations involving water.\cite{Zahn02}
259 gezelter 2624 In their work, they pointed out that the forces and derivative of
260     the potential are not commensurate. Attempts to use both
261 gezelter 2643 eqs. (\ref{eq:WolfPot}) and (\ref{eq:WolfForces}) together will lead
262 gezelter 2624 to poor energy conservation. They correctly observed that taking the
263     limit shown in equation (\ref{eq:WolfPot}) {\it after} calculating the
264     derivatives gives forces for a different potential energy function
265 gezelter 2643 than the one shown in eq. (\ref{eq:WolfPot}).
266 gezelter 2617
267 gezelter 2643 Zahn \textit{et al.} introduced a modified form of this summation
268     method as a way to use the technique in Molecular Dynamics
269     simulations. They proposed a new damped Coulomb potential,
270 chrisfen 2601 \begin{equation}
271 gezelter 2643 V_{\textrm{Zahn}}(r_{ij}) = q_iq_j\left\{\frac{\mathrm{erfc}\left(\alpha r_{ij}\right)}{r_{ij}}-\left[\frac{\mathrm{erfc}\left(\alpha R_\mathrm{c}\right)}{R_\mathrm{c}^2}+\frac{2\alpha}{\pi^{1/2}}\frac{\exp\left(-\alpha^2R_\mathrm{c}^2\right)}{R_\mathrm{c}}\right]\left(r_{ij}-R_\mathrm{c}\right)\right\},
272 chrisfen 2601 \label{eq:ZahnPot}
273     \end{equation}
274 gezelter 2643 and showed that this potential does fairly well at capturing the
275 gezelter 2617 structural and dynamic properties of water compared the same
276     properties obtained using the Ewald sum.
277 chrisfen 2601
278 chrisfen 2608 \subsection{Simple Forms for Pairwise Electrostatics}
279    
280 gezelter 2617 The potentials proposed by Wolf \textit{et al.} and Zahn \textit{et
281     al.} are constructed using two different (and separable) computational
282 gezelter 2624 tricks: \begin{enumerate}
283 gezelter 2617 \item shifting through the use of image charges, and
284     \item damping the electrostatic interaction.
285 gezelter 2624 \end{enumerate} Wolf \textit{et al.} treated the
286 gezelter 2617 development of their summation method as a progressive application of
287     these techniques,\cite{Wolf99} while Zahn \textit{et al.} founded
288     their damped Coulomb modification (Eq. (\ref{eq:ZahnPot})) on the
289     post-limit forces (Eq. (\ref{eq:WolfForces})) which were derived using
290     both techniques. It is possible, however, to separate these
291     tricks and study their effects independently.
292    
293     Starting with the original observation that the effective range of the
294     electrostatic interaction in condensed phases is considerably less
295     than $r^{-1}$, either the cutoff sphere neutralization or the
296     distance-dependent damping technique could be used as a foundation for
297     a new pairwise summation method. Wolf \textit{et al.} made the
298     observation that charge neutralization within the cutoff sphere plays
299     a significant role in energy convergence; therefore we will begin our
300     analysis with the various shifted forms that maintain this charge
301     neutralization. We can evaluate the methods of Wolf
302     \textit{et al.} and Zahn \textit{et al.} by considering the standard
303     shifted potential,
304 chrisfen 2601 \begin{equation}
305 gezelter 2643 V_\textrm{SP}(r) = \begin{cases}
306 gezelter 2617 v(r)-v_\textrm{c} &\quad r\leqslant R_\textrm{c} \\ 0 &\quad r >
307     R_\textrm{c}
308     \end{cases},
309     \label{eq:shiftingPotForm}
310     \end{equation}
311     and shifted force,
312     \begin{equation}
313 gezelter 2643 V_\textrm{SF}(r) = \begin{cases}
314 gezelter 2624 v(r)-v_\textrm{c}-\left(\frac{d v(r)}{d r}\right)_{r=R_\textrm{c}}(r-R_\textrm{c})
315 gezelter 2617 &\quad r\leqslant R_\textrm{c} \\ 0 &\quad r > R_\textrm{c}
316 chrisfen 2601 \end{cases},
317 chrisfen 2612 \label{eq:shiftingForm}
318 chrisfen 2601 \end{equation}
319 gezelter 2617 functions where $v(r)$ is the unshifted form of the potential, and
320     $v_c$ is $v(R_\textrm{c})$. The Shifted Force ({\sc sf}) form ensures
321     that both the potential and the forces goes to zero at the cutoff
322     radius, while the Shifted Potential ({\sc sp}) form only ensures the
323     potential is smooth at the cutoff radius
324     ($R_\textrm{c}$).\cite{Allen87}
325    
326 gezelter 2624 The forces associated with the shifted potential are simply the forces
327     of the unshifted potential itself (when inside the cutoff sphere),
328 chrisfen 2601 \begin{equation}
329 gezelter 2643 F_{\textrm{SP}} = -\left( \frac{d v(r)}{dr} \right),
330 chrisfen 2612 \end{equation}
331 gezelter 2624 and are zero outside. Inside the cutoff sphere, the forces associated
332     with the shifted force form can be written,
333 chrisfen 2612 \begin{equation}
334 gezelter 2643 F_{\textrm{SF}} = -\left( \frac{d v(r)}{dr} \right) + \left(\frac{d
335 gezelter 2624 v(r)}{dr} \right)_{r=R_\textrm{c}}.
336     \end{equation}
337    
338 gezelter 2643 If the potential, $v(r)$, is taken to be the normal Coulomb potential,
339 gezelter 2624 \begin{equation}
340     v(r) = \frac{q_i q_j}{r},
341     \label{eq:Coulomb}
342     \end{equation}
343     then the Shifted Potential ({\sc sp}) forms will give Wolf {\it et
344     al.}'s undamped prescription:
345     \begin{equation}
346 gezelter 2643 V_\textrm{SP}(r) =
347 gezelter 2624 q_iq_j\left(\frac{1}{r}-\frac{1}{R_\textrm{c}}\right) \quad
348     r\leqslant R_\textrm{c},
349 chrisfen 2636 \label{eq:SPPot}
350 gezelter 2624 \end{equation}
351     with associated forces,
352     \begin{equation}
353 gezelter 2643 F_\textrm{SP}(r) = q_iq_j\left(\frac{1}{r^2}\right) \quad r\leqslant R_\textrm{c}.
354 chrisfen 2636 \label{eq:SPForces}
355 chrisfen 2612 \end{equation}
356 gezelter 2624 These forces are identical to the forces of the standard Coulomb
357     interaction, and cutting these off at $R_c$ was addressed by Wolf
358     \textit{et al.} as undesirable. They pointed out that the effect of
359     the image charges is neglected in the forces when this form is
360     used,\cite{Wolf99} thereby eliminating any benefit from the method in
361     molecular dynamics. Additionally, there is a discontinuity in the
362     forces at the cutoff radius which results in energy drift during MD
363     simulations.
364 chrisfen 2612
365 gezelter 2624 The shifted force ({\sc sf}) form using the normal Coulomb potential
366     will give,
367 chrisfen 2612 \begin{equation}
368 gezelter 2643 V_\textrm{SF}(r) = q_iq_j\left[\frac{1}{r}-\frac{1}{R_\textrm{c}}+\left(\frac{1}{R_\textrm{c}^2}\right)(r-R_\textrm{c})\right] \quad r\leqslant R_\textrm{c}.
369 chrisfen 2612 \label{eq:SFPot}
370     \end{equation}
371 gezelter 2624 with associated forces,
372 chrisfen 2612 \begin{equation}
373 gezelter 2643 F_\textrm{SF}(r) = q_iq_j\left(\frac{1}{r^2}-\frac{1}{R_\textrm{c}^2}\right) \quad r\leqslant R_\textrm{c}.
374 chrisfen 2612 \label{eq:SFForces}
375     \end{equation}
376 gezelter 2624 This formulation has the benefits that there are no discontinuities at
377 gezelter 2643 the cutoff radius, while the neutralizing image charges are present in
378     both the energy and force expressions. It would be simple to add the
379     self-neutralizing term back when computing the total energy of the
380 gezelter 2624 system, thereby maintaining the agreement with the Madelung energies.
381     A side effect of this treatment is the alteration in the shape of the
382     potential that comes from the derivative term. Thus, a degree of
383     clarity about agreement with the empirical potential is lost in order
384     to gain functionality in dynamics simulations.
385 chrisfen 2612
386 chrisfen 2620 Wolf \textit{et al.} originally discussed the energetics of the
387 gezelter 2643 shifted Coulomb potential (Eq. \ref{eq:SPPot}) and found that it was
388     insufficient for accurate determination of the energy with reasonable
389     cutoff distances. The calculated Madelung energies fluctuated around
390     the expected value as the cutoff radius was increased, but the
391     oscillations converged toward the correct value.\cite{Wolf99} A
392 gezelter 2624 damping function was incorporated to accelerate the convergence; and
393 gezelter 2643 though alternative forms for the damping function could be
394 gezelter 2624 used,\cite{Jones56,Heyes81} the complimentary error function was
395     chosen to mirror the effective screening used in the Ewald summation.
396     Incorporating this error function damping into the simple Coulomb
397     potential,
398 chrisfen 2612 \begin{equation}
399 gezelter 2624 v(r) = \frac{\mathrm{erfc}\left(\alpha r\right)}{r},
400 chrisfen 2601 \label{eq:dampCoulomb}
401     \end{equation}
402 gezelter 2643 the shifted potential (eq. (\ref{eq:SPPot})) becomes
403 chrisfen 2601 \begin{equation}
404 gezelter 2643 V_{\textrm{DSP}}(r) = q_iq_j\left(\frac{\textrm{erfc}\left(\alpha r\right)}{r}-\frac{\textrm{erfc}\left(\alpha R_\textrm{c}\right)}{R_\textrm{c}}\right) \quad r\leqslant R_\textrm{c},
405 chrisfen 2612 \label{eq:DSPPot}
406 chrisfen 2629 \end{equation}
407 gezelter 2624 with associated forces,
408 chrisfen 2612 \begin{equation}
409 gezelter 2643 F_{\textrm{DSP}}(r) = q_iq_j\left(\frac{\textrm{erfc}\left(\alpha r\right)}{r^2}+\frac{2\alpha}{\pi^{1/2}}\frac{\exp{\left(-\alpha^2r^2\right)}}{r}\right) \quad r\leqslant R_\textrm{c}.
410 chrisfen 2612 \label{eq:DSPForces}
411     \end{equation}
412 gezelter 2643 Again, this damped shifted potential suffers from a
413     force-discontinuity at the cutoff radius, and the image charges play
414     no role in the forces. To remedy these concerns, one may derive a
415     {\sc sf} variant by including the derivative term in
416     eq. (\ref{eq:shiftingForm}),
417 chrisfen 2612 \begin{equation}
418 chrisfen 2620 \begin{split}
419 gezelter 2643 V_\mathrm{DSF}(r) = q_iq_j\Biggr{[}&\frac{\mathrm{erfc}\left(\alpha r\right)}{r}-\frac{\mathrm{erfc}\left(\alpha R_\mathrm{c}\right)}{R_\mathrm{c}} \\ &\left.+\left(\frac{\mathrm{erfc}\left(\alpha R_\mathrm{c}\right)}{R_\mathrm{c}^2}+\frac{2\alpha}{\pi^{1/2}}\frac{\exp\left(-\alpha^2R_\mathrm{c}^2\right)}{R_\mathrm{c}}\right)\left(r-R_\mathrm{c}\right)\ \right] \quad r\leqslant R_\textrm{c}.
420 chrisfen 2612 \label{eq:DSFPot}
421 chrisfen 2620 \end{split}
422 chrisfen 2612 \end{equation}
423 chrisfen 2636 The derivative of the above potential will lead to the following forces,
424 chrisfen 2612 \begin{equation}
425 chrisfen 2620 \begin{split}
426 gezelter 2643 F_\mathrm{DSF}(r) = q_iq_j\Biggr{[}&\left(\frac{\textrm{erfc}\left(\alpha r\right)}{r^2}+\frac{2\alpha}{\pi^{1/2}}\frac{\exp{\left(-\alpha^2r^2\right)}}{r}\right) \\ &\left.-\left(\frac{\textrm{erfc}\left(\alpha R_{\textrm{c}}\right)}{R_{\textrm{c}}^2}+\frac{2\alpha}{\pi^{1/2}}\frac{\exp{\left(-\alpha^2R_{\textrm{c}}^2\right)}}{R_{\textrm{c}}}\right)\right] \quad r\leqslant R_\textrm{c}.
427 chrisfen 2612 \label{eq:DSFForces}
428 chrisfen 2620 \end{split}
429 chrisfen 2612 \end{equation}
430 gezelter 2643 If the damping parameter $(\alpha)$ is set to zero, the undamped case,
431     eqs. (\ref{eq:SPPot} through \ref{eq:SFForces}) are correctly
432     recovered from eqs. (\ref{eq:DSPPot} through \ref{eq:DSFForces}).
433 chrisfen 2601
434 chrisfen 2636 This new {\sc sf} potential is similar to equation \ref{eq:ZahnPot}
435     derived by Zahn \textit{et al.}; however, there are two important
436     differences.\cite{Zahn02} First, the $v_\textrm{c}$ term from
437     eq. (\ref{eq:shiftingForm}) is equal to eq. (\ref{eq:dampCoulomb})
438     with $r$ replaced by $R_\textrm{c}$. This term is {\it not} present
439     in the Zahn potential, resulting in a potential discontinuity as
440     particles cross $R_\textrm{c}$. Second, the sign of the derivative
441     portion is different. The missing $v_\textrm{c}$ term would not
442     affect molecular dynamics simulations (although the computed energy
443     would be expected to have sudden jumps as particle distances crossed
444 gezelter 2643 $R_c$). The sign problem is a potential source of errors, however.
445     In fact, it introduces a discontinuity in the forces at the cutoff,
446     because the force function is shifted in the wrong direction and
447     doesn't cross zero at $R_\textrm{c}$.
448 chrisfen 2602
449 gezelter 2624 Eqs. (\ref{eq:DSFPot}) and (\ref{eq:DSFForces}) result in an
450 gezelter 2643 electrostatic summation method in which the potential and forces are
451     continuous at the cutoff radius and which incorporates the damping
452     function proposed by Wolf \textit{et al.}\cite{Wolf99} In the rest of
453     this paper, we will evaluate exactly how good these methods ({\sc sp},
454     {\sc sf}, damping) are at reproducing the correct electrostatic
455     summation performed by the Ewald sum.
456 gezelter 2624
457     \subsection{Other alternatives}
458 gezelter 2643 In addition to the methods described above, we considered some other
459     techniques that are commonly used in molecular simulations. The
460 chrisfen 2629 simplest of these is group-based cutoffs. Though of little use for
461 gezelter 2643 charged molecules, collecting atoms into neutral groups takes
462 chrisfen 2629 advantage of the observation that the electrostatic interactions decay
463     faster than those for monopolar pairs.\cite{Steinbach94} When
464 gezelter 2643 considering these molecules as neutral groups, the relative
465     orientations of the molecules control the strength of the interactions
466     at the cutoff radius. Consequently, as these molecular particles move
467     through $R_\textrm{c}$, the energy will drift upward due to the
468     anisotropy of the net molecular dipole interactions.\cite{Rahman71} To
469     maintain good energy conservation, both the potential and derivative
470     need to be smoothly switched to zero at $R_\textrm{c}$.\cite{Adams79}
471     This is accomplished using a standard switching function. If a smooth
472     second derivative is desired, a fifth (or higher) order polynomial can
473     be used.\cite{Andrea83}
474 gezelter 2624
475 chrisfen 2629 Group-based cutoffs neglect the surroundings beyond $R_\textrm{c}$,
476 gezelter 2643 and to incorporate the effects of the surroundings, a method like
477     Reaction Field ({\sc rf}) can be used. The original theory for {\sc
478     rf} was originally developed by Onsager,\cite{Onsager36} and it was
479     applied in simulations for the study of water by Barker and
480     Watts.\cite{Barker73} In modern simulation codes, {\sc rf} is simply
481     an extension of the group-based cutoff method where the net dipole
482     within the cutoff sphere polarizes an external dielectric, which
483     reacts back on the central dipole. The same switching function
484     considerations for group-based cutoffs need to made for {\sc rf}, with
485     the additional pre-specification of a dielectric constant.
486 gezelter 2624
487 chrisfen 2608 \section{Methods}
488    
489 chrisfen 2620 In classical molecular mechanics simulations, there are two primary
490     techniques utilized to obtain information about the system of
491     interest: Monte Carlo (MC) and Molecular Dynamics (MD). Both of these
492     techniques utilize pairwise summations of interactions between
493     particle sites, but they use these summations in different ways.
494 chrisfen 2608
495 gezelter 2645 In MC, the potential energy difference between configurations dictates
496     the progression of MC sampling. Going back to the origins of this
497     method, the acceptance criterion for the canonical ensemble laid out
498     by Metropolis \textit{et al.} states that a subsequent configuration
499     is accepted if $\Delta E < 0$ or if $\xi < \exp(-\Delta E/kT)$, where
500     $\xi$ is a random number between 0 and 1.\cite{Metropolis53}
501     Maintaining the correct $\Delta E$ when using an alternate method for
502     handling the long-range electrostatics will ensure proper sampling
503     from the ensemble.
504 chrisfen 2608
505 gezelter 2624 In MD, the derivative of the potential governs how the system will
506 chrisfen 2620 progress in time. Consequently, the force and torque vectors on each
507 gezelter 2624 body in the system dictate how the system evolves. If the magnitude
508     and direction of these vectors are similar when using alternate
509     electrostatic summation techniques, the dynamics in the short term
510     will be indistinguishable. Because error in MD calculations is
511     cumulative, one should expect greater deviation at longer times,
512     although methods which have large differences in the force and torque
513     vectors will diverge from each other more rapidly.
514 chrisfen 2608
515 chrisfen 2609 \subsection{Monte Carlo and the Energy Gap}\label{sec:MCMethods}
516 gezelter 2645
517 gezelter 2624 The pairwise summation techniques (outlined in section
518     \ref{sec:ESMethods}) were evaluated for use in MC simulations by
519     studying the energy differences between conformations. We took the
520 gezelter 2656 {\sc spme}-computed energy difference between two conformations to be the
521 gezelter 2624 correct behavior. An ideal performance by an alternative method would
522 gezelter 2645 reproduce these energy differences exactly (even if the absolute
523     energies calculated by the methods are different). Since none of the
524     methods provide exact energy differences, we used linear least squares
525     regressions of energy gap data to evaluate how closely the methods
526     mimicked the Ewald energy gaps. Unitary results for both the
527     correlation (slope) and correlation coefficient for these regressions
528 gezelter 2656 indicate perfect agreement between the alternative method and {\sc spme}.
529 gezelter 2645 Sample correlation plots for two alternate methods are shown in
530     Fig. \ref{fig:linearFit}.
531 chrisfen 2608
532 chrisfen 2609 \begin{figure}
533     \centering
534 chrisfen 2740 \includegraphics[width = 3.25in]{./dualLinear.pdf}
535 gezelter 2645 \caption{Example least squares regressions of the configuration energy
536     differences for SPC/E water systems. The upper plot shows a data set
537     with a poor correlation coefficient ($R^2$), while the lower plot
538     shows a data set with a good correlation coefficient.}
539     \label{fig:linearFit}
540 chrisfen 2609 \end{figure}
541    
542 chrisfen 2740 Each of the seven system types (detailed in section \ref{sec:RepSims})
543     were represented using 500 independent configurations. Thus, each of
544     the alternative (non-Ewald) electrostatic summation methods was
545     evaluated using an accumulated 873,250 configurational energy
546     differences.
547 chrisfen 2609
548 gezelter 2624 Results and discussion for the individual analysis of each of the
549     system types appear in the supporting information, while the
550     cumulative results over all the investigated systems appears below in
551     section \ref{sec:EnergyResults}.
552    
553 chrisfen 2609 \subsection{Molecular Dynamics and the Force and Torque Vectors}\label{sec:MDMethods}
554 gezelter 2624 We evaluated the pairwise methods (outlined in section
555     \ref{sec:ESMethods}) for use in MD simulations by
556     comparing the force and torque vectors with those obtained using the
557 gezelter 2656 reference Ewald summation ({\sc spme}). Both the magnitude and the
558 gezelter 2624 direction of these vectors on each of the bodies in the system were
559     analyzed. For the magnitude of these vectors, linear least squares
560     regression analyses were performed as described previously for
561     comparing $\Delta E$ values. Instead of a single energy difference
562     between two system configurations, we compared the magnitudes of the
563     forces (and torques) on each molecule in each configuration. For a
564     system of 1000 water molecules and 40 ions, there are 1040 force
565     vectors and 1000 torque vectors. With 500 configurations, this
566     results in 520,000 force and 500,000 torque vector comparisons.
567     Additionally, data from seven different system types was aggregated
568     before the comparison was made.
569 chrisfen 2609
570 gezelter 2624 The {\it directionality} of the force and torque vectors was
571     investigated through measurement of the angle ($\theta$) formed
572 gezelter 2656 between those computed from the particular method and those from {\sc spme},
573 chrisfen 2610 \begin{equation}
574 gezelter 2645 \theta_f = \cos^{-1} \left(\hat{F}_\textrm{SPME} \cdot \hat{F}_\textrm{M}\right),
575 chrisfen 2610 \end{equation}
576 gezelter 2656 where $\hat{F}_\textrm{M}$ is the unit vector pointing along the force
577 chrisfen 2651 vector computed using method M. Each of these $\theta$ values was
578     accumulated in a distribution function and weighted by the area on the
579 chrisfen 2652 unit sphere. Since this distribution is a measure of angular error
580     between two different electrostatic summation methods, there is no
581     {\it a priori} reason for the profile to adhere to any specific
582     shape. Thus, gaussian fits were used to measure the width of the
583 chrisfen 2667 resulting distributions. The variance ($\sigma^2$) was extracted from
584     each of these fits and was used to compare distribution widths.
585     Values of $\sigma^2$ near zero indicate vector directions
586     indistinguishable from those calculated when using the reference
587     method ({\sc spme}).
588 gezelter 2624
589     \subsection{Short-time Dynamics}
590 gezelter 2645
591     The effects of the alternative electrostatic summation methods on the
592     short-time dynamics of charged systems were evaluated by considering a
593     NaCl crystal at a temperature of 1000 K. A subset of the best
594     performing pairwise methods was used in this comparison. The NaCl
595     crystal was chosen to avoid possible complications from the treatment
596     of orientational motion in molecular systems. All systems were
597     started with the same initial positions and velocities. Simulations
598     were performed under the microcanonical ensemble, and velocity
599 chrisfen 2638 autocorrelation functions (Eq. \ref{eq:vCorr}) were computed for each
600     of the trajectories,
601 chrisfen 2609 \begin{equation}
602 gezelter 2656 C_v(t) = \frac{\langle v(0)\cdot v(t)\rangle}{\langle v^2\rangle}.
603 chrisfen 2609 \label{eq:vCorr}
604     \end{equation}
605 chrisfen 2638 Velocity autocorrelation functions require detailed short time data,
606     thus velocity information was saved every 2 fs over 10 ps
607     trajectories. Because the NaCl crystal is composed of two different
608     atom types, the average of the two resulting velocity autocorrelation
609     functions was used for comparisons.
610    
611     \subsection{Long-Time and Collective Motion}\label{sec:LongTimeMethods}
612 gezelter 2645
613     The effects of the same subset of alternative electrostatic methods on
614     the {\it long-time} dynamics of charged systems were evaluated using
615 chrisfen 2667 the same model system (NaCl crystals at 1000~K). The power spectrum
616 gezelter 2645 ($I(\omega)$) was obtained via Fourier transform of the velocity
617     autocorrelation function, \begin{equation} I(\omega) =
618     \frac{1}{2\pi}\int^{\infty}_{-\infty}C_v(t)e^{-i\omega t}dt,
619 chrisfen 2609 \label{eq:powerSpec}
620     \end{equation}
621 chrisfen 2638 where the frequency, $\omega=0,\ 1,\ ...,\ N-1$. Again, because the
622     NaCl crystal is composed of two different atom types, the average of
623 gezelter 2645 the two resulting power spectra was used for comparisons. Simulations
624     were performed under the microcanonical ensemble, and velocity
625 chrisfen 2740 information was saved every 5~fs over 100~ps trajectories.
626 chrisfen 2609
627     \subsection{Representative Simulations}\label{sec:RepSims}
628 chrisfen 2740 A variety of representative molecular simulations were analyzed to
629     determine the relative effectiveness of the pairwise summation
630     techniques in reproducing the energetics and dynamics exhibited by
631     {\sc spme}. We wanted to span the space of typical molecular
632     simulations (i.e. from liquids of neutral molecules to ionic
633     crystals), so the systems studied were:
634 chrisfen 2599 \begin{enumerate}
635 gezelter 2645 \item liquid water (SPC/E),\cite{Berendsen87}
636     \item crystalline water (Ice I$_\textrm{c}$ crystals of SPC/E),
637     \item NaCl crystals,
638     \item NaCl melts,
639     \item a low ionic strength solution of NaCl in water (0.11 M),
640     \item a high ionic strength solution of NaCl in water (1.1 M), and
641     \item a 6 \AA\ radius sphere of Argon in water.
642 chrisfen 2599 \end{enumerate}
643 chrisfen 2620 By utilizing the pairwise techniques (outlined in section
644     \ref{sec:ESMethods}) in systems composed entirely of neutral groups,
645 gezelter 2645 charged particles, and mixtures of the two, we hope to discern under
646     which conditions it will be possible to use one of the alternative
647     summation methodologies instead of the Ewald sum.
648 chrisfen 2586
649 gezelter 2645 For the solid and liquid water configurations, configurations were
650     taken at regular intervals from high temperature trajectories of 1000
651     SPC/E water molecules. Each configuration was equilibrated
652     independently at a lower temperature (300~K for the liquid, 200~K for
653     the crystal). The solid and liquid NaCl systems consisted of 500
654     $\textrm{Na}^{+}$ and 500 $\textrm{Cl}^{-}$ ions. Configurations for
655     these systems were selected and equilibrated in the same manner as the
656 chrisfen 2667 water systems. In order to introduce measurable fluctuations in the
657     configuration energy differences, the crystalline simulations were
658     equilibrated at 1000~K, near the $T_\textrm{m}$ for NaCl. The liquid
659     NaCl configurations needed to represent a fully disordered array of
660     point charges, so the high temperature of 7000~K was selected for
661     equilibration. The ionic solutions were made by solvating 4 (or 40)
662     ions in a periodic box containing 1000 SPC/E water molecules. Ion and
663     water positions were then randomly swapped, and the resulting
664     configurations were again equilibrated individually. Finally, for the
665     Argon / Water ``charge void'' systems, the identities of all the SPC/E
666     waters within 6 \AA\ of the center of the equilibrated water
667     configurations were converted to argon.
668 chrisfen 2586
669 gezelter 2645 These procedures guaranteed us a set of representative configurations
670 gezelter 2653 from chemically-relevant systems sampled from appropriate
671     ensembles. Force field parameters for the ions and Argon were taken
672 gezelter 2645 from the force field utilized by {\sc oopse}.\cite{Meineke05}
673    
674     \subsection{Comparison of Summation Methods}\label{sec:ESMethods}
675     We compared the following alternative summation methods with results
676 gezelter 2656 from the reference method ({\sc spme}):
677 gezelter 2645 \begin{itemize}
678     \item {\sc sp} with damping parameters ($\alpha$) of 0.0, 0.1, 0.2,
679     and 0.3 \AA$^{-1}$,
680     \item {\sc sf} with damping parameters ($\alpha$) of 0.0, 0.1, 0.2,
681     and 0.3 \AA$^{-1}$,
682     \item reaction field with an infinite dielectric constant, and
683     \item an unmodified cutoff.
684     \end{itemize}
685     Group-based cutoffs with a fifth-order polynomial switching function
686     were utilized for the reaction field simulations. Additionally, we
687 gezelter 2656 investigated the use of these cutoffs with the {\sc sp}, {\sc sf}, and pure
688     cutoff. The {\sc spme} electrostatics were performed using the {\sc tinker}
689     implementation of {\sc spme},\cite{Ponder87} while all other calculations
690 gezelter 2653 were performed using the {\sc oopse} molecular mechanics
691 gezelter 2645 package.\cite{Meineke05} All other portions of the energy calculation
692     (i.e. Lennard-Jones interactions) were handled in exactly the same
693     manner across all systems and configurations.
694 chrisfen 2586
695 chrisfen 2667 The alternative methods were also evaluated with three different
696 chrisfen 2649 cutoff radii (9, 12, and 15 \AA). As noted previously, the
697     convergence parameter ($\alpha$) plays a role in the balance of the
698     real-space and reciprocal-space portions of the Ewald calculation.
699     Typical molecular mechanics packages set this to a value dependent on
700     the cutoff radius and a tolerance (typically less than $1 \times
701     10^{-4}$ kcal/mol). Smaller tolerances are typically associated with
702 gezelter 2653 increasing accuracy at the expense of computational time spent on the
703     reciprocal-space portion of the summation.\cite{Perram88,Essmann95}
704 gezelter 2656 The default {\sc tinker} tolerance of $1 \times 10^{-8}$ kcal/mol was used
705     in all {\sc spme} calculations, resulting in Ewald coefficients of 0.4200,
706 gezelter 2653 0.3119, and 0.2476 \AA$^{-1}$ for cutoff radii of 9, 12, and 15 \AA\
707     respectively.
708 chrisfen 2609
709 chrisfen 2575 \section{Results and Discussion}
710    
711 chrisfen 2609 \subsection{Configuration Energy Differences}\label{sec:EnergyResults}
712 chrisfen 2620 In order to evaluate the performance of the pairwise electrostatic
713     summation methods for Monte Carlo simulations, the energy differences
714     between configurations were compared to the values obtained when using
715 gezelter 2656 {\sc spme}. The results for the subsequent regression analysis are shown in
716 chrisfen 2620 figure \ref{fig:delE}.
717 chrisfen 2590
718     \begin{figure}
719     \centering
720 chrisfen 2740 \includegraphics[width=3.25in]{./delEplot.pdf}
721 gezelter 2645 \caption{Statistical analysis of the quality of configurational energy
722     differences for a given electrostatic method compared with the
723     reference Ewald sum. Results with a value equal to 1 (dashed line)
724     indicate $\Delta E$ values indistinguishable from those obtained using
725 gezelter 2656 {\sc spme}. Different values of the cutoff radius are indicated with
726 gezelter 2645 different symbols (9\AA\ = circles, 12\AA\ = squares, and 15\AA\ =
727     inverted triangles).}
728 chrisfen 2601 \label{fig:delE}
729 chrisfen 2594 \end{figure}
730    
731 gezelter 2645 The most striking feature of this plot is how well the Shifted Force
732     ({\sc sf}) and Shifted Potential ({\sc sp}) methods capture the energy
733     differences. For the undamped {\sc sf} method, and the
734     moderately-damped {\sc sp} methods, the results are nearly
735     indistinguishable from the Ewald results. The other common methods do
736     significantly less well.
737 chrisfen 2594
738 gezelter 2645 The unmodified cutoff method is essentially unusable. This is not
739     surprising since hard cutoffs give large energy fluctuations as atoms
740     or molecules move in and out of the cutoff
741     radius.\cite{Rahman71,Adams79} These fluctuations can be alleviated to
742     some degree by using group based cutoffs with a switching
743     function.\cite{Adams79,Steinbach94,Leach01} However, we do not see
744     significant improvement using the group-switched cutoff because the
745     salt and salt solution systems contain non-neutral groups. Interested
746     readers can consult the accompanying supporting information for a
747     comparison where all groups are neutral.
748    
749 gezelter 2653 For the {\sc sp} method, inclusion of electrostatic damping improves
750     the agreement with Ewald, and using an $\alpha$ of 0.2 \AA $^{-1}$
751 gezelter 2656 shows an excellent correlation and quality of fit with the {\sc spme}
752 gezelter 2653 results, particularly with a cutoff radius greater than 12
753 gezelter 2645 \AA . Use of a larger damping parameter is more helpful for the
754     shortest cutoff shown, but it has a detrimental effect on simulations
755     with larger cutoffs.
756 chrisfen 2609
757 gezelter 2653 In the {\sc sf} sets, increasing damping results in progressively {\it
758     worse} correlation with Ewald. Overall, the undamped case is the best
759 gezelter 2645 performing set, as the correlation and quality of fits are
760     consistently superior regardless of the cutoff distance. The undamped
761     case is also less computationally demanding (because no evaluation of
762     the complementary error function is required).
763    
764     The reaction field results illustrates some of that method's
765     limitations, primarily that it was developed for use in homogenous
766     systems; although it does provide results that are an improvement over
767     those from an unmodified cutoff.
768    
769 chrisfen 2608 \subsection{Magnitudes of the Force and Torque Vectors}
770 chrisfen 2599
771 chrisfen 2620 Evaluation of pairwise methods for use in Molecular Dynamics
772     simulations requires consideration of effects on the forces and
773 gezelter 2653 torques. Figures \ref{fig:frcMag} and \ref{fig:trqMag} show the
774     regression results for the force and torque vector magnitudes,
775     respectively. The data in these figures was generated from an
776     accumulation of the statistics from all of the system types.
777 chrisfen 2594
778     \begin{figure}
779     \centering
780 chrisfen 2740 \includegraphics[width=3.25in]{./frcMagplot.pdf}
781 chrisfen 2651 \caption{Statistical analysis of the quality of the force vector
782     magnitudes for a given electrostatic method compared with the
783     reference Ewald sum. Results with a value equal to 1 (dashed line)
784     indicate force magnitude values indistinguishable from those obtained
785 gezelter 2656 using {\sc spme}. Different values of the cutoff radius are indicated with
786 chrisfen 2651 different symbols (9\AA\ = circles, 12\AA\ = squares, and 15\AA\ =
787     inverted triangles).}
788 chrisfen 2601 \label{fig:frcMag}
789 chrisfen 2594 \end{figure}
790    
791 gezelter 2653 Again, it is striking how well the Shifted Potential and Shifted Force
792 gezelter 2656 methods are doing at reproducing the {\sc spme} forces. The undamped and
793 gezelter 2653 weakly-damped {\sc sf} method gives the best agreement with Ewald.
794     This is perhaps expected because this method explicitly incorporates a
795     smooth transition in the forces at the cutoff radius as well as the
796     neutralizing image charges.
797    
798 chrisfen 2620 Figure \ref{fig:frcMag}, for the most part, parallels the results seen
799     in the previous $\Delta E$ section. The unmodified cutoff results are
800     poor, but using group based cutoffs and a switching function provides
801 gezelter 2653 an improvement much more significant than what was seen with $\Delta
802     E$.
803    
804     With moderate damping and a large enough cutoff radius, the {\sc sp}
805     method is generating usable forces. Further increases in damping,
806 chrisfen 2620 while beneficial for simulations with a cutoff radius of 9 \AA\ , is
807 gezelter 2653 detrimental to simulations with larger cutoff radii.
808    
809     The reaction field results are surprisingly good, considering the poor
810 chrisfen 2620 quality of the fits for the $\Delta E$ results. There is still a
811 gezelter 2653 considerable degree of scatter in the data, but the forces correlate
812     well with the Ewald forces in general. We note that the reaction
813     field calculations do not include the pure NaCl systems, so these
814 chrisfen 2620 results are partly biased towards conditions in which the method
815     performs more favorably.
816 chrisfen 2594
817     \begin{figure}
818     \centering
819 chrisfen 2740 \includegraphics[width=3.25in]{./trqMagplot.pdf}
820 chrisfen 2651 \caption{Statistical analysis of the quality of the torque vector
821     magnitudes for a given electrostatic method compared with the
822     reference Ewald sum. Results with a value equal to 1 (dashed line)
823     indicate torque magnitude values indistinguishable from those obtained
824 gezelter 2656 using {\sc spme}. Different values of the cutoff radius are indicated with
825 chrisfen 2651 different symbols (9\AA\ = circles, 12\AA\ = squares, and 15\AA\ =
826     inverted triangles).}
827 chrisfen 2601 \label{fig:trqMag}
828 chrisfen 2594 \end{figure}
829    
830 gezelter 2653 Molecular torques were only available from the systems which contained
831     rigid molecules (i.e. the systems containing water). The data in
832     fig. \ref{fig:trqMag} is taken from this smaller sampling pool.
833 chrisfen 2594
834 gezelter 2653 Torques appear to be much more sensitive to charges at a longer
835     distance. The striking feature in comparing the new electrostatic
836 gezelter 2656 methods with {\sc spme} is how much the agreement improves with increasing
837 gezelter 2653 cutoff radius. Again, the weakly damped and undamped {\sc sf} method
838 gezelter 2656 appears to be reproducing the {\sc spme} torques most accurately.
839 gezelter 2653
840     Water molecules are dipolar, and the reaction field method reproduces
841     the effect of the surrounding polarized medium on each of the
842     molecular bodies. Therefore it is not surprising that reaction field
843     performs best of all of the methods on molecular torques.
844    
845 chrisfen 2608 \subsection{Directionality of the Force and Torque Vectors}
846 chrisfen 2599
847 gezelter 2653 It is clearly important that a new electrostatic method can reproduce
848     the magnitudes of the force and torque vectors obtained via the Ewald
849     sum. However, the {\it directionality} of these vectors will also be
850     vital in calculating dynamical quantities accurately. Force and
851     torque directionalities were investigated by measuring the angles
852     formed between these vectors and the same vectors calculated using
853 gezelter 2656 {\sc spme}. The results (Fig. \ref{fig:frcTrqAng}) are compared through the
854 gezelter 2653 variance ($\sigma^2$) of the Gaussian fits of the angle error
855     distributions of the combined set over all system types.
856 chrisfen 2594
857     \begin{figure}
858     \centering
859 chrisfen 2740 \includegraphics[width=3.25in]{./frcTrqAngplot.pdf}
860 gezelter 2653 \caption{Statistical analysis of the width of the angular distribution
861     that the force and torque vectors from a given electrostatic method
862     make with their counterparts obtained using the reference Ewald sum.
863     Results with a variance ($\sigma^2$) equal to zero (dashed line)
864     indicate force and torque directions indistinguishable from those
865 gezelter 2656 obtained using {\sc spme}. Different values of the cutoff radius are
866 gezelter 2653 indicated with different symbols (9\AA\ = circles, 12\AA\ = squares,
867     and 15\AA\ = inverted triangles).}
868 chrisfen 2601 \label{fig:frcTrqAng}
869 chrisfen 2594 \end{figure}
870    
871 chrisfen 2620 Both the force and torque $\sigma^2$ results from the analysis of the
872     total accumulated system data are tabulated in figure
873 gezelter 2653 \ref{fig:frcTrqAng}. Here it is clear that the Shifted Potential ({\sc
874 gezelter 2656 sp}) method would be essentially unusable for molecular dynamics
875     unless the damping function is added. The Shifted Force ({\sc sf})
876     method, however, is generating force and torque vectors which are
877     within a few degrees of the Ewald results even with weak (or no)
878     damping.
879 chrisfen 2594
880 gezelter 2653 All of the sets (aside from the over-damped case) show the improvement
881     afforded by choosing a larger cutoff radius. Increasing the cutoff
882     from 9 to 12 \AA\ typically results in a halving of the width of the
883 gezelter 2656 distribution, with a similar improvement when going from 12 to 15
884 gezelter 2653 \AA .
885    
886     The undamped {\sc sf}, group-based cutoff, and reaction field methods
887     all do equivalently well at capturing the direction of both the force
888 gezelter 2656 and torque vectors. Using the electrostatic damping improves the
889     angular behavior significantly for the {\sc sp} and moderately for the
890     {\sc sf} methods. Overdamping is detrimental to both methods. Again
891     it is important to recognize that the force vectors cover all
892     particles in all seven systems, while torque vectors are only
893     available for neutral molecular groups. Damping is more beneficial to
894 gezelter 2653 charged bodies, and this observation is investigated further in the
895     accompanying supporting information.
896    
897     Although not discussed previously, group based cutoffs can be applied
898 gezelter 2656 to both the {\sc sp} and {\sc sf} methods. The group-based cutoffs
899     will reintroduce small discontinuities at the cutoff radius, but the
900     effects of these can be minimized by utilizing a switching function.
901     Though there are no significant benefits or drawbacks observed in
902     $\Delta E$ and the force and torque magnitudes when doing this, there
903     is a measurable improvement in the directionality of the forces and
904     torques. Table \ref{tab:groupAngle} shows the angular variances
905     obtained using group based cutoffs along with the results seen in
906     figure \ref{fig:frcTrqAng}. The {\sc sp} (with an $\alpha$ of 0.2
907     \AA$^{-1}$ or smaller) shows much narrower angular distributions when
908     using group-based cutoffs. The {\sc sf} method likewise shows
909     improvement in the undamped and lightly damped cases.
910 gezelter 2653
911 chrisfen 2595 \begin{table}[htbp]
912 gezelter 2656 \centering
913     \caption{Statistical analysis of the angular
914     distributions that the force (upper) and torque (lower) vectors
915     from a given electrostatic method make with their counterparts
916     obtained using the reference Ewald sum. Calculations were
917     performed both with (Y) and without (N) group based cutoffs and a
918     switching function. The $\alpha$ values have units of \AA$^{-1}$
919     and the variance values have units of degrees$^2$.}
920    
921 chrisfen 2599 \begin{tabular}{@{} ccrrrrrrrr @{}}
922 chrisfen 2595 \\
923     \toprule
924     & & \multicolumn{4}{c}{Shifted Potential} & \multicolumn{4}{c}{Shifted Force} \\
925     \cmidrule(lr){3-6}
926     \cmidrule(l){7-10}
927 chrisfen 2599 $R_\textrm{c}$ & Groups & $\alpha = 0$ & $\alpha = 0.1$ & $\alpha = 0.2$ & $\alpha = 0.3$ & $\alpha = 0$ & $\alpha = 0.1$ & $\alpha = 0.2$ & $\alpha = 0.3$\\
928 chrisfen 2595 \midrule
929 chrisfen 2599
930     9 \AA & N & 29.545 & 12.003 & 5.489 & 0.610 & 2.323 & 2.321 & 0.429 & 0.603 \\
931     & \textbf{Y} & \textbf{2.486} & \textbf{2.160} & \textbf{0.667} & \textbf{0.608} & \textbf{1.768} & \textbf{1.766} & \textbf{0.676} & \textbf{0.609} \\
932     12 \AA & N & 19.381 & 3.097 & 0.190 & 0.608 & 0.920 & 0.736 & 0.133 & 0.612 \\
933     & \textbf{Y} & \textbf{0.515} & \textbf{0.288} & \textbf{0.127} & \textbf{0.586} & \textbf{0.308} & \textbf{0.249} & \textbf{0.127} & \textbf{0.586} \\
934     15 \AA & N & 12.700 & 1.196 & 0.123 & 0.601 & 0.339 & 0.160 & 0.123 & 0.601 \\
935     & \textbf{Y} & \textbf{0.228} & \textbf{0.099} & \textbf{0.121} & \textbf{0.598} & \textbf{0.144} & \textbf{0.090} & \textbf{0.121} & \textbf{0.598} \\
936 chrisfen 2594
937 chrisfen 2595 \midrule
938    
939 chrisfen 2599 9 \AA & N & 262.716 & 116.585 & 5.234 & 5.103 & 2.392 & 2.350 & 1.770 & 5.122 \\
940     & \textbf{Y} & \textbf{2.115} & \textbf{1.914} & \textbf{1.878} & \textbf{5.142} & \textbf{2.076} & \textbf{2.039} & \textbf{1.972} & \textbf{5.146} \\
941     12 \AA & N & 129.576 & 25.560 & 1.369 & 5.080 & 0.913 & 0.790 & 1.362 & 5.124 \\
942     & \textbf{Y} & \textbf{0.810} & \textbf{0.685} & \textbf{1.352} & \textbf{5.082} & \textbf{0.765} & \textbf{0.714} & \textbf{1.360} & \textbf{5.082} \\
943     15 \AA & N & 87.275 & 4.473 & 1.271 & 5.000 & 0.372 & 0.312 & 1.271 & 5.000 \\
944     & \textbf{Y} & \textbf{0.282} & \textbf{0.294} & \textbf{1.272} & \textbf{4.999} & \textbf{0.324} & \textbf{0.318} & \textbf{1.272} & \textbf{4.999} \\
945 chrisfen 2595
946     \bottomrule
947     \end{tabular}
948 chrisfen 2601 \label{tab:groupAngle}
949 chrisfen 2595 \end{table}
950    
951 gezelter 2656 One additional trend in table \ref{tab:groupAngle} is that the
952     $\sigma^2$ values for both {\sc sp} and {\sc sf} converge as $\alpha$
953     increases, something that is more obvious with group-based cutoffs.
954     The complimentary error function inserted into the potential weakens
955     the electrostatic interaction as the value of $\alpha$ is increased.
956     However, at larger values of $\alpha$, it is possible to overdamp the
957     electrostatic interaction and to remove it completely. Kast
958 gezelter 2653 \textit{et al.} developed a method for choosing appropriate $\alpha$
959     values for these types of electrostatic summation methods by fitting
960     to $g(r)$ data, and their methods indicate optimal values of 0.34,
961     0.25, and 0.16 \AA$^{-1}$ for cutoff values of 9, 12, and 15 \AA\
962     respectively.\cite{Kast03} These appear to be reasonable choices to
963     obtain proper MC behavior (Fig. \ref{fig:delE}); however, based on
964     these findings, choices this high would introduce error in the
965 gezelter 2656 molecular torques, particularly for the shorter cutoffs. Based on our
966     observations, empirical damping up to 0.2 \AA$^{-1}$ is beneficial,
967     but damping may be unnecessary when using the {\sc sf} method.
968 chrisfen 2595
969 chrisfen 2638 \subsection{Short-Time Dynamics: Velocity Autocorrelation Functions of NaCl Crystals}
970 chrisfen 2601
971 gezelter 2653 Zahn {\it et al.} investigated the structure and dynamics of water
972     using eqs. (\ref{eq:ZahnPot}) and
973     (\ref{eq:WolfForces}).\cite{Zahn02,Kast03} Their results indicated
974     that a method similar (but not identical with) the damped {\sc sf}
975     method resulted in properties very similar to those obtained when
976     using the Ewald summation. The properties they studied (pair
977     distribution functions, diffusion constants, and velocity and
978     orientational correlation functions) may not be particularly sensitive
979     to the long-range and collective behavior that governs the
980 gezelter 2656 low-frequency behavior in crystalline systems. Additionally, the
981     ionic crystals are the worst case scenario for the pairwise methods
982     because they lack the reciprocal space contribution contained in the
983     Ewald summation.
984 chrisfen 2601
985 gezelter 2653 We are using two separate measures to probe the effects of these
986     alternative electrostatic methods on the dynamics in crystalline
987     materials. For short- and intermediate-time dynamics, we are
988     computing the velocity autocorrelation function, and for long-time
989     and large length-scale collective motions, we are looking at the
990     low-frequency portion of the power spectrum.
991    
992 chrisfen 2601 \begin{figure}
993     \centering
994 chrisfen 2740 \includegraphics[width = 3.25in]{./vCorrPlot.pdf}
995 gezelter 2656 \caption{Velocity autocorrelation functions of NaCl crystals at
996     1000 K using {\sc spme}, {\sc sf} ($\alpha$ = 0.0, 0.1, \& 0.2), and {\sc
997 gezelter 2653 sp} ($\alpha$ = 0.2). The inset is a magnification of the area around
998     the first minimum. The times to first collision are nearly identical,
999     but differences can be seen in the peaks and troughs, where the
1000     undamped and weakly damped methods are stiffer than the moderately
1001 gezelter 2656 damped and {\sc spme} methods.}
1002 chrisfen 2638 \label{fig:vCorrPlot}
1003     \end{figure}
1004    
1005 gezelter 2656 The short-time decay of the velocity autocorrelation function through
1006     the first collision are nearly identical in figure
1007     \ref{fig:vCorrPlot}, but the peaks and troughs of the functions show
1008     how the methods differ. The undamped {\sc sf} method has deeper
1009     troughs (see inset in Fig. \ref{fig:vCorrPlot}) and higher peaks than
1010     any of the other methods. As the damping parameter ($\alpha$) is
1011     increased, these peaks are smoothed out, and the {\sc sf} method
1012     approaches the {\sc spme} results. With $\alpha$ values of 0.2 \AA$^{-1}$,
1013     the {\sc sf} and {\sc sp} functions are nearly identical and track the
1014     {\sc spme} features quite well. This is not surprising because the {\sc sf}
1015     and {\sc sp} potentials become nearly identical with increased
1016     damping. However, this appears to indicate that once damping is
1017     utilized, the details of the form of the potential (and forces)
1018     constructed out of the damped electrostatic interaction are less
1019     important.
1020 chrisfen 2638
1021     \subsection{Collective Motion: Power Spectra of NaCl Crystals}
1022    
1023 gezelter 2656 To evaluate how the differences between the methods affect the
1024     collective long-time motion, we computed power spectra from long-time
1025     traces of the velocity autocorrelation function. The power spectra for
1026     the best-performing alternative methods are shown in
1027     fig. \ref{fig:methodPS}. Apodization of the correlation functions via
1028     a cubic switching function between 40 and 50 ps was used to reduce the
1029     ringing resulting from data truncation. This procedure had no
1030     noticeable effect on peak location or magnitude.
1031 chrisfen 2638
1032     \begin{figure}
1033     \centering
1034 chrisfen 2740 \includegraphics[width = 3.25in]{./spectraSquare.pdf}
1035 chrisfen 2651 \caption{Power spectra obtained from the velocity auto-correlation
1036 gezelter 2656 functions of NaCl crystals at 1000 K while using {\sc spme}, {\sc sf}
1037     ($\alpha$ = 0, 0.1, \& 0.2), and {\sc sp} ($\alpha$ = 0.2). The inset
1038     shows the frequency region below 100 cm$^{-1}$ to highlight where the
1039     spectra differ.}
1040 chrisfen 2610 \label{fig:methodPS}
1041 chrisfen 2601 \end{figure}
1042    
1043 gezelter 2656 While the high frequency regions of the power spectra for the
1044     alternative methods are quantitatively identical with Ewald spectrum,
1045     the low frequency region shows how the summation methods differ.
1046     Considering the low-frequency inset (expanded in the upper frame of
1047     figure \ref{fig:dampInc}), at frequencies below 100 cm$^{-1}$, the
1048     correlated motions are blue-shifted when using undamped or weakly
1049     damped {\sc sf}. When using moderate damping ($\alpha = 0.2$
1050     \AA$^{-1}$) both the {\sc sf} and {\sc sp} methods give nearly identical
1051     correlated motion to the Ewald method (which has a convergence
1052     parameter of 0.3119 \AA$^{-1}$). This weakening of the electrostatic
1053     interaction with increased damping explains why the long-ranged
1054     correlated motions are at lower frequencies for the moderately damped
1055     methods than for undamped or weakly damped methods.
1056    
1057     To isolate the role of the damping constant, we have computed the
1058     spectra for a single method ({\sc sf}) with a range of damping
1059     constants and compared this with the {\sc spme} spectrum.
1060     Fig. \ref{fig:dampInc} shows more clearly that increasing the
1061     electrostatic damping red-shifts the lowest frequency phonon modes.
1062     However, even without any electrostatic damping, the {\sc sf} method
1063     has at most a 10 cm$^{-1}$ error in the lowest frequency phonon mode.
1064     Without the {\sc sf} modifications, an undamped (pure cutoff) method
1065     would predict the lowest frequency peak near 325 cm$^{-1}$. {\it
1066     Most} of the collective behavior in the crystal is accurately captured
1067     using the {\sc sf} method. Quantitative agreement with Ewald can be
1068     obtained using moderate damping in addition to the shifting at the
1069     cutoff distance.
1070    
1071 chrisfen 2601 \begin{figure}
1072     \centering
1073 chrisfen 2740 \includegraphics[width = 3.25in]{./increasedDamping.pdf}
1074 gezelter 2656 \caption{Effect of damping on the two lowest-frequency phonon modes in
1075 chrisfen 2667 the NaCl crystal at 1000~K. The undamped shifted force ({\sc sf})
1076 gezelter 2656 method is off by less than 10 cm$^{-1}$, and increasing the
1077     electrostatic damping to 0.25 \AA$^{-1}$ gives quantitative agreement
1078     with the power spectrum obtained using the Ewald sum. Overdamping can
1079     result in underestimates of frequencies of the long-wavelength
1080     motions.}
1081 chrisfen 2601 \label{fig:dampInc}
1082     \end{figure}
1083    
1084 chrisfen 2575 \section{Conclusions}
1085    
1086 chrisfen 2620 This investigation of pairwise electrostatic summation techniques
1087 gezelter 2656 shows that there are viable and computationally efficient alternatives
1088     to the Ewald summation. These methods are derived from the damped and
1089     cutoff-neutralized Coulombic sum originally proposed by Wolf
1090     \textit{et al.}\cite{Wolf99} In particular, the {\sc sf}
1091     method, reformulated above as eqs. (\ref{eq:DSFPot}) and
1092     (\ref{eq:DSFForces}), shows a remarkable ability to reproduce the
1093     energetic and dynamic characteristics exhibited by simulations
1094     employing lattice summation techniques. The cumulative energy
1095     difference results showed the undamped {\sc sf} and moderately damped
1096     {\sc sp} methods produced results nearly identical to {\sc spme}. Similarly
1097     for the dynamic features, the undamped or moderately damped {\sc sf}
1098     and moderately damped {\sc sp} methods produce force and torque vector
1099     magnitude and directions very similar to the expected values. These
1100     results translate into long-time dynamic behavior equivalent to that
1101     produced in simulations using {\sc spme}.
1102 chrisfen 2604
1103 gezelter 2656 As in all purely-pairwise cutoff methods, these methods are expected
1104     to scale approximately {\it linearly} with system size, and they are
1105     easily parallelizable. This should result in substantial reductions
1106     in the computational cost of performing large simulations.
1107    
1108 chrisfen 2620 Aside from the computational cost benefit, these techniques have
1109     applicability in situations where the use of the Ewald sum can prove
1110 gezelter 2656 problematic. Of greatest interest is their potential use in
1111     interfacial systems, where the unmodified lattice sum techniques
1112     artificially accentuate the periodicity of the system in an
1113     undesirable manner. There have been alterations to the standard Ewald
1114     techniques, via corrections and reformulations, to compensate for
1115     these systems; but the pairwise techniques discussed here require no
1116     modifications, making them natural tools to tackle these problems.
1117     Additionally, this transferability gives them benefits over other
1118     pairwise methods, like reaction field, because estimations of physical
1119     properties (e.g. the dielectric constant) are unnecessary.
1120 chrisfen 2605
1121 gezelter 2656 If a researcher is using Monte Carlo simulations of large chemical
1122     systems containing point charges, most structural features will be
1123     accurately captured using the undamped {\sc sf} method or the {\sc sp}
1124     method with an electrostatic damping of 0.2 \AA$^{-1}$. These methods
1125     would also be appropriate for molecular dynamics simulations where the
1126     data of interest is either structural or short-time dynamical
1127     quantities. For long-time dynamics and collective motions, the safest
1128     pairwise method we have evaluated is the {\sc sf} method with an
1129     electrostatic damping between 0.2 and 0.25
1130     \AA$^{-1}$.
1131 chrisfen 2605
1132 gezelter 2656 We are not suggesting that there is any flaw with the Ewald sum; in
1133     fact, it is the standard by which these simple pairwise sums have been
1134     judged. However, these results do suggest that in the typical
1135     simulations performed today, the Ewald summation may no longer be
1136     required to obtain the level of accuracy most researchers have come to
1137     expect.
1138    
1139 chrisfen 2575 \section{Acknowledgments}
1140 gezelter 2656 Support for this project was provided by the National Science
1141     Foundation under grant CHE-0134881. The authors would like to thank
1142     Steve Corcelli and Ed Maginn for helpful discussions and comments.
1143    
1144 chrisfen 2594 \newpage
1145    
1146 gezelter 2617 \bibliographystyle{jcp2}
1147 chrisfen 2575 \bibliography{electrostaticMethods}
1148    
1149    
1150     \end{document}