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22 gezelter 1896 \title{Computational free energy studies of a new ice polymorph which
23     exhibits greater stability than Ice $I_h$}
24 chrisfen 1845
25     \author{Christopher J. Fennell and J. Daniel Gezelter \\
26 gezelter 1896 Department of Chemistry and Biochemistry\\
27     University of Notre Dame\\
28 chrisfen 1845 Notre Dame, Indiana 46556}
29    
30     \date{\today}
31    
32     \maketitle
33     %\doublespacing
34    
35     \begin{abstract}
36 gezelter 1896 The absolute free energies of several ice polymorphs were calculated
37     using thermodynamic integration. These polymorphs are predicted by
38     computer simulations using a variety of common water models to be
39     stable at low pressures. A recently discovered ice polymorph that has
40     as yet {\it only} been observed in computer simulations (Ice-{\it i}),
41     was determined to be the stable crystalline state for {\it all} the
42     water models investigated. Phase diagrams were generated, and phase
43     coexistence lines were determined for all of the known low-pressure
44     ice structures. Additionally, potential truncation was shown to play
45     a role in the resulting shape of the free energy landscape.
46 chrisfen 1845 \end{abstract}
47    
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53    
54     \section{Introduction}
55    
56     Water has proven to be a challenging substance to depict in
57     simulations, and a variety of models have been developed to describe
58     its behavior under varying simulation
59     conditions.\cite{Stillinger74,Rahman75,Berendsen81,Jorgensen83,Bratko85,Berendsen87,Caldwell95,Liu96,Berendsen98,Dill00,Mahoney00,Fennell04}
60     These models have been used to investigate important physical
61     phenomena like phase transitions, transport properties, and the
62     hydrophobic effect.\cite{Yamada02,Marrink94,Gallagher03} With the
63     choice of models available, it is only natural to compare the models
64     under interesting thermodynamic conditions in an attempt to clarify
65 chrisfen 1888 the limitations of
66     each.\cite{Jorgensen83,Jorgensen98b,Clancy94,Mahoney01} Two important
67     properties to quantify are the Gibbs and Helmholtz free energies,
68 gezelter 1896 particularly for the solid forms of water as these predict the
69     thermodynamic stability of the various phases. Water has a
70     particularly rich phase diagram and takes on a number of different and
71     stable crystalline structures as the temperature and pressure are
72     varied. It is a challenging task to investigate the entire free
73     energy landscape\cite{Sanz04}; and ideally, research is focused on the
74     phases having the lowest free energy at a given state point, because
75     these phases will dictate the relevant transition temperatures and
76     pressures for the model.
77 chrisfen 1845
78 gezelter 1896 The high-pressure phases of water (ice II - ice X as well as ice XII)
79     have been studied extensively both experimentally and
80     computationally. In this paper, standard reference state methods were
81     applied in the {\it low} pressure regime to evaluate the free energies
82     for a few known crystalline water polymorphs that might be stable at
83     these pressures. This work is unique in that one of the crystal
84 chrisfen 1860 lattices was arrived at through crystallization of a computationally
85     efficient water model under constant pressure and temperature
86     conditions. Crystallization events are interesting in and of
87     themselves\cite{Matsumoto02,Yamada02}; however, the crystal structure
88     obtained in this case is different from any previously observed ice
89     polymorphs in experiment or simulation.\cite{Fennell04} We have named
90     this structure Ice-{\it i} to indicate its origin in computational
91 gezelter 1896 simulation. The unit cell of Ice-{\it i} and an axially-elongated
92     variant named Ice-{\it i}$^\prime$ both consist of eight water
93     molecules that stack in rows of interlocking water tetramers as
94     illustrated in figures
95 chrisfen 1860 \ref{iCrystal}A and
96 gezelter 1896 \ref{iCrystal}B. These tetramers form a crystal structure similar
97     in appearance to a recent two-dimensional surface tessellation
98     simulated on silica.\cite{Yang04} As expected in an ice crystal
99 chrisfen 1845 constructed of water tetramers, the hydrogen bonds are not as linear
100     as those observed in ice $I_h$, however the interlocking of these
101     subunits appears to provide significant stabilization to the overall
102     crystal. The arrangement of these tetramers results in surrounding
103     open octagonal cavities that are typically greater than 6.3 \AA\ in
104     diameter (Fig. \ref{iCrystal}C). This open structure leads to
105     crystals that are typically 0.07 g/cm$^3$ less dense than ice $I_h$.
106    
107     \begin{figure}
108 gezelter 1896 \centering
109 chrisfen 1845 \includegraphics[width=4in]{iCrystal.eps}
110     \caption{(A) Unit cell for Ice-{\it i}, (B) Ice-{\it i}$^\prime$,
111     and (C) a rendering of a proton ordered crystal of Ice-{\it i} looking
112     down the (001) crystal face. In the unit cells, the spheres represent
113     the center-of-mass locations of the water molecules. The $a$ to $c$
114 gezelter 1896 ratios for Ice-{\it i} and Ice-{\it i}$^\prime$ are given by 2.1214
115     and 1.785 respectively. The presence of large octagonal pores in
116     both crystal forms lead to a polymorph that is less dense than ice
117     $I_h$.}
118 chrisfen 1845 \label{iCrystal}
119     \end{figure}
120    
121     Results from our previous study indicated that Ice-{\it i} is the
122     minimum energy crystal structure for the single point water models
123     investigated (for discussions on these single point dipole models, see
124     our previous work and related
125 gezelter 1896 articles).\cite{Fennell04,Liu96,Bratko85} Our earlier results
126     considered only energetic stabilization and neglected entropic
127 chrisfen 1845 contributions to the overall free energy. To address this issue, we
128     have calculated the absolute free energy of this crystal using
129 chrisfen 1888 thermodynamic integration and compared it to the free energies of ice
130 gezelter 1896 $I_c$ and ice $I_h$ (the common low density ice polymorphs) and ice B
131     (a higher density, but very stable crystal structure observed by
132 chrisfen 1888 B\`{a}ez and Clancy in free energy studies of SPC/E).\cite{Baez95b}
133     This work includes results for the water model from which Ice-{\it i}
134     was crystallized (SSD/E) in addition to several common water models
135     (TIP3P, TIP4P, TIP5P, and SPC/E) and a reaction field parametrized
136 gezelter 1896 single point dipole water model (SSD/RF). The axially-elongated
137     variant, Ice-{\it i}$^\prime$, was used in calculations involving
138     SPC/E, TIP4P, and TIP5P. The square tetramers in Ice-{\it i} distort
139     in Ice-{\it i}$^\prime$ to form a rhombus with alternating 85 and 95
140     degree angles. Under SPC/E, TIP4P, and TIP5P, this geometry is better
141     at forming favorable hydrogen bonds. The degree of rhomboid
142     distortion depends on the water model used, but is significant enough
143     to split a peak in the radial distribution function which corresponds
144     to diagonal sites in the tetramers.
145 chrisfen 1845
146 gezelter 1896 Thermodynamic integration was utilized to calculate the Helmholtz free
147     energies ($A$) of the listed water models at various state points
148     using the OOPSE molecular dynamics program.\cite{Meineke05} This
149     method uses a sequence of simulations during which the system of
150     interest is converted into a reference system for which the free
151     energy is known analytically ($A_0$). The difference in potential
152     energy between the reference system and the system of interest
153     ($\Delta V$) is then integrated in order to determine the free energy
154     difference between the two states:
155 chrisfen 1845 \begin{equation}
156 gezelter 1896 A = A_0 + \int_0^1 \left\langle \Delta V \right\rangle_\lambda d\lambda.
157 chrisfen 1845 \end{equation}
158 gezelter 1896 Here, $\lambda$ is the parameter that governs the transformation
159     between the reference system and the system of interest. For
160     crystalline phases, an harmonically-restrained (Einsten) crystal is
161     chosen as the reference state, while for liquid phases, the ideal gas
162     is taken as the reference state. There is some subtlety in the path
163     taken as $\lambda$ goes from $0$ to $1$. However, thermodynamic
164 chrisfen 1845 integration is an established technique that has been used extensively
165     in the calculation of free energies for condensed phases of
166 gezelter 1896 materials.\cite{Frenkel84,Hermens88,Meijer90,Baez95a,Vlot99}.
167 chrisfen 1845
168 chrisfen 1888 The calculated free energies of proton-ordered variants of three low
169 chrisfen 1845 density polymorphs ($I_h$, $I_c$, and Ice-{\it i} or Ice-{\it
170     i}$^\prime$) and the stable higher density ice B are listed in Table
171 chrisfen 1888 \ref{freeEnergy}. Ice B was included because it has been
172 chrisfen 1845 shown to be a minimum free energy structure for SPC/E at ambient
173     conditions.\cite{Baez95b} In addition to the free energies, the
174 chrisfen 1888 relevant transition temperatures at standard pressure are also
175 chrisfen 1845 displayed in Table \ref{freeEnergy}. These free energy values
176     indicate that Ice-{\it i} is the most stable state for all of the
177     investigated water models. With the free energy at these state
178     points, the Gibbs-Helmholtz equation was used to project to other
179 chrisfen 1888 state points and to build phase diagrams. Figure \ref{tp3PhaseDia} is
180     an example diagram built from the results for the TIP3P water model.
181     All other models have similar structure, although the crossing points
182     between the phases move to different temperatures and pressures as
183     indicated from the transition temperatures in Table \ref{freeEnergy}.
184     It is interesting to note that ice $I_h$ (and ice $I_c$ for that
185     matter) do not appear in any of the phase diagrams for any of the
186     models. For purposes of this study, ice B is representative of the
187     dense ice polymorphs. A recent study by Sanz {\it et al.} provides
188     details on the phase diagrams for SPC/E and TIP4P at higher pressures
189     than those studied here.\cite{Sanz04}
190 chrisfen 1845
191     \begin{table*}
192     \begin{minipage}{\linewidth}
193     \begin{center}
194     \caption{Calculated free energies for several ice polymorphs along
195     with the calculated melting (or sublimation) and boiling points for
196     the investigated water models. All free energy calculations used a
197     cutoff radius of 9.0 \AA\ and were performed at 200 K and $\sim$1 atm.
198     Units of free energy are kcal/mol, while transition temperature are in
199     Kelvin. Calculated error of the final digits is in parentheses.}
200     \begin{tabular}{lccccccc}
201     \hline
202     Water Model & $I_h$ & $I_c$ & B & Ice-{\it i} & Ice-{\it i}$^\prime$ & $T_m$ (*$T_s$) & $T_b$\\
203     \hline
204     TIP3P & -11.41(2) & -11.23(3) & -11.82(3) & -12.30(3) & - & 269(4) & 357(2)\\
205     TIP4P & -11.84(3) & -12.04(2) & -12.08(3) & - & -12.33(3) & 266(5) & 354(2)\\
206     TIP5P & -11.85(3) & -11.86(2) & -11.96(2) & - & -12.29(2) & 271(4) & 337(2)\\
207     SPC/E & -12.87(2) & -13.05(2) & -13.26(3) & - & -13.55(2) & 296(3) & 396(2)\\
208     SSD/E & -11.27(2) & -11.19(4) & -12.09(2) & -12.54(2) & - & *355(2) & -\\
209     SSD/RF & -11.51(2) & -11.47(2) & -12.08(3) & -12.29(2) & - & 278(4) & 349(2)\\
210     \end{tabular}
211     \label{freeEnergy}
212     \end{center}
213     \end{minipage}
214     \end{table*}
215    
216     \begin{figure}
217     \includegraphics[width=\linewidth]{tp3PhaseDia.eps}
218     \caption{Phase diagram for the TIP3P water model in the low pressure
219     regime. The displayed $T_m$ and $T_b$ values are good predictions of
220     the experimental values; however, the solid phases shown are not the
221     experimentally observed forms. Both cubic and hexagonal ice $I$ are
222     higher in energy and don't appear in the phase diagram.}
223     \label{tp3PhaseDia}
224     \end{figure}
225    
226     Most of the water models have melting points that compare quite
227     favorably with the experimental value of 273 K. The unfortunate
228     aspect of this result is that this phase change occurs between
229     Ice-{\it i} and the liquid state rather than ice $I_h$ and the liquid
230 gezelter 1896 state. These results do not contradict other studies. Studies of ice
231     $I_h$ using TIP4P predict a $T_m$ ranging from 214 to 238 K
232     (differences being attributed to choice of interaction truncation and
233     different ordered and disordered molecular
234 chrisfen 1845 arrangements).\cite{Vlot99,Gao00,Sanz04} If the presence of ice B and
235     Ice-{\it i} were omitted, a $T_m$ value around 210 K would be
236     predicted from this work. However, the $T_m$ from Ice-{\it i} is
237     calculated to be 265 K, indicating that these simulation based
238     structures ought to be included in studies probing phase transitions
239     with this model. Also of interest in these results is that SSD/E does
240 gezelter 1896 not exhibit a melting point at 1 atm but does sublime at 355 K. This
241     is due to the significant stability of Ice-{\it i} over all other
242     polymorphs for this particular model under these conditions. While
243     troubling, this behavior resulted in the spontaneous crystallization
244     of Ice-{\it i} which led us to investigate this structure. These
245     observations provide a warning that simulations of SSD/E as a
246     ``liquid'' near 300 K are actually metastable and run the risk of
247     spontaneous crystallization. However, when a longer cutoff radius is
248     used, SSD/E prefers the liquid state under standard temperature and
249     pressure.
250 chrisfen 1845
251     \begin{figure}
252     \includegraphics[width=\linewidth]{cutoffChange.eps}
253     \caption{Free energy as a function of cutoff radius for SSD/E, TIP3P,
254     SPC/E, SSD/RF with a reaction field, and the TIP3P and SPC/E models
255     with an added Ewald correction term. Error for the larger cutoff
256     points is equivalent to that observed at 9.0\AA\ (see Table
257     \ref{freeEnergy}). Data for ice I$_c$ with TIP3P using both 12 and
258     13.5 \AA\ cutoffs were omitted because the crystal was prone to
259     distortion and melting at 200 K. Ice-{\it i}$^\prime$ is the form of
260     Ice-{\it i} used in the SPC/E simulations.}
261     \label{incCutoff}
262     \end{figure}
263    
264 gezelter 1896 For the more computationally efficient water models, we have also
265     investigated the effect of potential trunctaion on the computed free
266     energies as a function of the cutoff radius. As seen in
267     Fig. \ref{incCutoff}, the free energies of the ice polymorphs with
268     water models lacking a long-range correction show significant cutoff
269     dependence. In general, there is a narrowing of the free energy
270     differences while moving to greater cutoff radii. As the free
271     energies for the polymorphs converge, the stability advantage that
272     Ice-{\it i} exhibits is reduced. Adjacent to each of these plots are
273     results for systems with applied or estimated long-range corrections.
274     SSD/RF was parametrized for use with a reaction field, and the benefit
275     provided by this computationally inexpensive correction is apparent.
276     The free energies are largely independent of the size of the reaction
277     field cavity in this model, so small cutoff radii mimic bulk
278     calculations quite well under SSD/RF.
279    
280     Although TIP3P was paramaterized for use without the Ewald summation,
281     we have estimated the effect of this method for computing long-range
282     electrostatics for both TIP3P and SPC/E. This was accomplished by
283     calculating the potential energy of identical crystals both with and
284     without particle mesh Ewald (PME). Similar behavior to that observed
285     with reaction field is seen for both of these models. The free
286     energies show reduced dependence on cutoff radius and span a narrower
287     range for the various polymorphs. Like the dipolar water models,
288     TIP3P displays a relatively constant preference for the Ice-{\it i}
289     polymorph. Crystal preference is much more difficult to determine for
290     SPC/E. Without a long-range correction, each of the polymorphs
291     studied assumes the role of the preferred polymorph under different
292     cutoff radii. The inclusion of the Ewald correction flattens and
293     narrows the gap in free energies such that the polymorphs are
294     isoenergetic within statistical uncertainty. This suggests that other
295     conditions, such as the density in fixed-volume simulations, can
296     influence the polymorph expressed upon crystallization.
297 chrisfen 1845
298 chrisfen 1860 So what is the preferred solid polymorph for simulated water? The
299 chrisfen 1888 answer appears to be dependent both on the conditions and the model
300 chrisfen 1860 used. In the case of short cutoffs without a long-range interaction
301     correction, Ice-{\it i} and Ice-{\it i}$^\prime$ have the lowest free
302     energy of the studied polymorphs with all the models. Ideally,
303     crystallization of each model under constant pressure conditions, as
304     was done with SSD/E, would aid in the identification of their
305     respective preferred structures. This work, however, helps illustrate
306     how studies involving one specific model can lead to insight about
307     important behavior of others. In general, the above results support
308     the finding that the Ice-{\it i} polymorph is a stable crystal
309     structure that should be considered when studying the phase behavior
310     of water models.
311    
312 gezelter 1896 We also note that none of the water models used in this study are
313     polarizable or flexible models. It is entirely possible that the
314     polarizability of real water makes Ice-{\it i} substantially less
315     stable than ice $I_h$. However, the calculations presented above seem
316     interesting enough to communicate before the role of polarizability
317     (or flexibility) has been thoroughly investigated.
318    
319 chrisfen 1860 Finally, due to the stability of Ice-{\it i} in the investigated
320     simulation conditions, the question arises as to possible experimental
321     observation of this polymorph. The rather extensive past and current
322     experimental investigation of water in the low pressure regime makes
323 chrisfen 1888 us hesitant to ascribe any relevance to this work outside of the
324 chrisfen 1860 simulation community. It is for this reason that we chose a name for
325     this polymorph which involves an imaginary quantity. That said, there
326     are certain experimental conditions that would provide the most ideal
327     situation for possible observation. These include the negative
328     pressure or stretched solid regime, small clusters in vacuum
329 chrisfen 1845 deposition environments, and in clathrate structures involving small
330 chrisfen 1860 non-polar molecules.
331 chrisfen 1845
332     \section{Acknowledgments}
333     Support for this project was provided by the National Science
334     Foundation under grant CHE-0134881. Computation time was provided by
335     the Notre Dame High Performance Computing Cluster and the Notre Dame
336     Bunch-of-Boxes (B.o.B) computer cluster (NSF grant DMR-0079647).
337    
338     \newpage
339    
340     \bibliographystyle{jcp}
341     \bibliography{iceiPaper}
342    
343    
344     \end{document}